DHHS Grant Awards Fiscal Year 1998

FOREWORD

This is the annual summary report on all FY 1998 grants awarded by the Department of Health and Human Services (DHHS). The purpose of the report is to provide an overview of the different grant programs administered by DHHS operating divisions.

The report has three parts: a summary of all grants awarded, a section on mandatory grant awards, and a section on discretionary grant awards. The mandatory grants include block, closed-ended, and open-ended entitlement grants. Grants awarded as cooperative agreements are included in the section on discretionary grants.

The summaries of grants information are generated from the Department’s Tracking Accountability in Government Grants System (TAGGS), which is composed of data submitted by the DHHS operating divisions’ (OPDIV) grants information systems. For various reasons, including the fact that some OPDIVs may award grants with funds appropriated for other OPDIVs, the amounts shown for each OPDIV will differ from the amounts shown in OPDIV Budget Requests.

In the health area, our Medicaid program, a jointly-funded Federal-State health insurance program, assists States in the provision of adequate medical care for low-income people, and includes the Children’s Health Insurance Program (CHIP). Other health programs encompass biomedical research, training of biomedical research scientists and health professionals, support of health professional schools, development and delivery of health services, disease prevention and health promotion programs, and construction of research, educational and health facilities.

Our social service programs provide support to every group of Americans, including children, youth, families, and the elderly. Social service programs include temporary assistance to needy families, assistance to refugees, enforcement of child support payment orders, foster care and adoption, prevention of child abuse and neglect, Indian tribal services, and Head Start programs.

DEPARTMENT OF HEALTH AND HUMAN SERVICES

Office of the Assistant Secretary for Management and Budget

Office of Grants and Acquisition Management

Table of Contents

Foreword

I. FY 1998 General Summary

Notes on Methodology

DHHS Organizational Chart

DHHS Grant Awards by Operating Division

II. FY 1998 Mandatory Grant Awards

DHHS Grant Awards by State Location

DHHS Grant Awards by Operating Division and State Location

DHHS Grant Awards to Non-State Government Recipients

III. FY 1998 Discretionary Grant Awards

DHHS Grant Awards by Major Activity Type

DHHS Grant Awards by All Activity Types

DHHS Grant Awards by Operating Division / Major Activity Type

DHHS Grant Awards by Major Recipient Type

DHHS Grant Awards by All Recipient Types

The Fifty Recipients Receiving the Most DHHS Grant Funds

APPENDIX A: Major Programs as Listed in OMB Circular A-133 Compliance Supplement

APPENDIX B: Members of the DHHS Executive Committee on Grants Administration Policy

I. FY 1998 GENERAL SUMMARY

Table of Contents

The Department of Health and Human Services is comprised of twelve operating divisions (OPDIVs) and a Program Support Center (PSC). The OPDIVs are:

ACF - Administration for Children and Families

AHCPR - Agency for Health Care Policy and Research

AoA - Administration on Aging

ATSDR - Agency for Toxic Substances and Disease Registry

CDC - Centers for Disease Control and Prevention

FDA - Food and Drug Administration

HCFA - Health Care Financing Administration

HRSA - Health Resources and Services Administration

IHS - Indian Health Service

NIH - National Institutes of Health

OS - Office of the Secretary

SAMHSA - Substance Abuse and Mental Health Services Administration

All grants awarded by the OPDIVs, the PSC, and the DHHS regional offices are included in this report. Because CDC issued ATSDR awards, the data for ATSDR awards have been included in the figures for CDC throughout this report.

This report provides grant award information under three sections: the General Summary, Mandatory Grant Awards, and Discretionary Grant Awards. Grant awards are considered to be financial assistance that provides support or stimulation to accomplish a public purpose. Awards include grants and other agreements in the form of money, or property in lieu of money, to an eligible recipient. This report does not include technical assistance, which provides services instead of money; other assistance in the form of loans, loan guarantees, interest subsidies, or insurance; direct payments of any kind to individuals; or contracts which are required to be entered into and administered under procurement laws and regulations.

Notes on Methodology

Table of Contents

The data in this report reflect awards made during FY 1998. The data will not necessarily agree with the FY 1998 budget and accounting records (e.g., Medicaid’s accounting adjustments) for several reasons. First, in some instances the data for awarded grants reflect, in addition to current year funds, the reobligations of prior years’ funds. Second, costs of furnishing personnel in lieu of cash are included in the grants data, but are recorded as personnel service costs in accounting records. Third, grants jointly funded are included in accounting records, but are not included herein unless awards are made by DHHS programs.

The amounts set forth in this report for each OPDIV may also differ from the amounts shown in the OPDIVs’ Budget Requests ["Preliminary Budget Submission to DHHS," the "Justification of Budget Estimates to OMB," and the "Justification of Estimates for Appropriations Committees"]. Percentages used throughout the report may not add up to exactly 100 percent due to rounding.

The number of grants is a count of projects or programs receiving grant funds (projects with a zero or negative total awarded during the fiscal year are bypassed). Therefore, the number of grants is less than a count of grant actions, since some projects received supplemental awards or received grants relating to more than one grantee budget period within FY 1998. This report on grants does not include scholarships to individuals.

DHHS Organizational Chart

Table of Contents

orgchart.jpg (117474 bytes)

DHHS Grant Awards by Operating Division

Table of Contents

FY 1998 TOTAL: $157,903,292,908

Highlights

In FY 1998 DHHS awarded nearly $158 billion in grants; this included both discretionary awards totaling over $19 billion, and mandatory awards totaling $138 billion.

HCFA, which administers the Medicaid Program, awarded 65 percent ($103.2 billion) of the total DHHS grant funds, representing only 1 percent of the total number of grants. ACF awarded the next highest percentage (22.5 percent, $35.4 billion) of the total DHHS grant funds, representing 11 percent of the total number of grants.

The other ten OPDIVs awarded between 0.01 and 6.5 percent of the remaining 12 percent of DHHS FY 1998 grant funds.

NIH awarded 67 percent (39,981) of the total number of DHHS grants in FY 1998, which is 53 percent of the discretionary grant funds, but only 6.5 percent of the total DHHS grant funds. The remaining OPDIVs awarded between 0.24 and 11.04 percent of the total number of grants.

OPDIV	GRANTS
	NUMBER	#%	DOLLARS	$%
TOTAL	59,689	100.00%	$157,903,292,908	100.00%
ACF	6,588	11.04%	$35,469,380,896	22.46%
AHCPR	373	0.62%	$64,305,612	0.04%
AOA	695	1.16%	$849,592,216	0.54%
CDC	2204	3.69%	$1,925,728,831	1.22%
FDA	144	0.24%	$21,642,729	0.01%
HCFA	689	1.15%	$103,180,260,789	65.34%
HRSA	6,400	10.72%	$3,395,880,020	2.15%
IHS	1,108	1.86%	$503,115,801	0.32%
NIH	39,981	66.98%	$10,295,685,376	6.52%
OS	288	0.48%	$245,773,932	0.16%
SAMHSA	1,219	2.04%	$1,951,926,706	1.24%

II. FY 1998 MANDATORY GRANT AWARDS

Table of Contents

FY 1998 TOTAL: $138,156,439,610

Mandatory Grant Awards by Grant Type

The DHHS mandatory grant awards comprise 87 percent of the total DHHS FY 1998 grant funds, but only nine percent of the total number of grant awards made in FY 1998. Mandatory grants are those that a Federal agency is required by statute to award if the recipient, usually a State, submits an acceptable State Plan or application, and meets the eligibility and compliance requirements of the statutory and regulatory provisions of the grant program. In the past, mandatory grants were sometimes referred to as "formula grants."

Mandatory grants include block grants, closed-ended grants, and open-ended entitlement grants.

Block: A type of mandatory grant where the recipients, normally States, have substantial authority over the type of activities to support, with minimal Federal administrative restrictions. The basic premise is that States should be free to target resources and design administrative mechanisms to provide services to meet the needs of their citizens.

Closed-Ended: A type of mandatory grant where the award constitutes an upper limit on the amount of funds the Federal Government may pay for program activities. The grants for State and community programs on aging, under Title III of the Older Americans Act are an example of closed-ended grants.

Open-Ended Entitlement: A type of mandatory grant where there is no upper limit on the amount of funds the Federal Government will pay for allowable services and activities, where the Federal Government pays a statutorily-required share of costs without dollar limits. The principal entitlement grants of the Social Security Act are: (1) Child Support Enforcement and Establishment of Paternity, (2) Foster Care and Adoption Assistance, and (3) Medical Assistance (Medicaid).

MANDATORY GRANT AWARDS
TYPES	NUMBER	#%	DOLLARS	$%
TOTAL	4,736	100.00%	$138,156,439,610	100.00%
BLOCK	1,439	30.38%	$26,412,289,341	19.12%
CLOSED-ENDED	2,483	52.43%	$6,323,027,924	4.58%
OPEN-ENDED ENTITLEMENT	814	17.19%	$105,421,122,345	76.31%

DHHS Grant Awards by State Location

Table of Contents

FY 1998 TOTAL: $137,491,601,486

Mandatory Grants to State Government Recipients

Highlights

The six states receiving the most DHHS grant funds (in billions) are New York ($17.8), California ($16.9), Texas (8.5), Pennsylvania ($6.5), Ohio ($5.6), and Florida ($5.3).

Mandatory Grants

STATE

NUMBER

DOLLARS

TOTAL

3,177

$137,491,601,486

ALABAMA
60

$2,068,020,065

ALASKA
60

$387,186,146

AMERICAN SAMOA
18

$8,161,489

ARIZONA
69

$1,894,175,815

ARKANSAS
56

$1,349,893,080

CALIFORNIA
71

$16,930,723,425

COLORADO
62

$1,248,082,840

CONNECTICUT
61

$1,989,400,634

DELAWARE
55

$311,750,912

DISTRICT OF COLUMBIA
58

$706,922,252

FLORIDA
66

$5,314,613,738

GEORGIA
59

$3,110,862,715

GUAM
30

$21,558,220

HAWAII
50

$488,149,392

IDAHO
54

$449,814,602

ILLINOIS
67

$5,201,053,657

INDIANA
52

$2,221,468,710

IOWA
60

$1,216,303,087

KANSAS
53

$923,148,198

KENTUCKY
57

$2,307,703,477

LOUISIANA
57

$2,601,746,685

MAINE
62

$937,663,772

MARYLAND
63

$2,063,727,229

MASSACHUSETTS
62

$3,573,994,694

MICHIGAN
61

$4,880,988,729

MINNESOTA
67

$2,182,814,376

MISSISSIPPI
54

$1,611,219,755

MISSOURI
58

$2,691,498,141

MONTANA
62

$373,514,625

NEBRASKA
58

$766,318,704

NEVADA
56

$428,476,523

NEW HAMPSHIRE
57

$510,777,516

NEW JERSEY
60

$3,947,659,309

NEW MEXICO
52

$978,681,558

NEW YORK
69

$17,863,869,737

NORTH CAROLINA
65

$3,895,907,358

NORTH DAKOTA
57

$326,467,327

NORTHERN MARIANA IS
21

$4,496,385

OHIO
58

$5,665,173,331

OKLAHOMA
57

$1,432,921,360

OREGON
62

$1,515,139,711

PENNSYLVANIA
59

$6,585,111,593

PUERTO RICO
48

$445,832,076

REPUBLIC OF PALAU
14

$3,088,954

RHODE ISLAND
58

$679,164,117

SOUTH CAROLINA
56

$1,997,039,622

SOUTH DAKOTA
57

$338,442,248

TENNESSEE
54

$3,102,042,389

TEXAS
60

$8,565,669,957

US VIRGIN ISLANDS
31

$19,276,670

UTAH
61

$742,790,170

VERMONT
55

$366,131,885

VIRGINIA
57

$1,719,898,392

WASHINGTON
61

$2,582,772,283

WEST VIRGINIA
60

$1,291,150,304

WISCONSIN
60

$2,462,686,397

WYOMING
50

$188,455,150

The next chart details mandatory grant awards received by State Government recipients sorted by operating division and state location. Note that five DHHS operating divisions did not make mandatory grant awards to State Government recipients during FY 1998. These are the Agency for Health Care Policy and Research, the Food and Drug Administration, the Indian Health Service, the Office of the Secretary, and the National Institutes of Health.

DHHS Grant Awards by Operating Division and State Location

Table of Contents

FY 1998 TOTAL: $137,491,601,486

Mandatory Grants to State Government Recipients

TOTAL
ACF

AOA

CDC

HCFA

HRSA

SAMHSA

STATE

NUMBER

DOLLARS

DOLLARS

DOLLARS

DOLLARS

DOLLARS

DOLLARS

DOLLARS

ALABAMA
60

$2,068,020,065

$244,684,322

$13,249,352

$1,529,327

$1,758,460,076

$26,863,108

$23,233,880

ALASKA
60

$387,186,146

$112,417,627

$4,101,713

$462,421

$265,512,090

$1,917,643

$2,774,652

AMERICAN SAMOA
18

$8,161,489

$2,804,901

$1,201,887

$44,381

$3,010,000

$634,736

$465,584

ARIZONA
69

$1,894,175,815

$424,796,418

$10,684,350

$1,230,421

$1,418,726,841

$14,558,645

$24,179,140

ARKANSAS
56

$1,349,893,080

$184,946,955

$9,039,560

$433,611

$1,129,056,813

$14,423,409

$11,992,732

CALIFORNIA
71

$16,930,723,425

$5,609,367,374

$76,663,971

$7,605,685

$10,917,155,491

$91,915,837

$228,015,067

COLORADO
62

$1,248,082,840

$300,038,464

$8,233,831

$1,223,012

$900,570,286

$14,635,880

$23,381,367

CONNECTICUT
61

$1,989,400,634

$450,322,730

$11,390,093

$1,348,899

$1,492,867,997

$14,620,296

$18,850,619

DELAWARE
55

$311,750,912

$73,807,490

$4,101,713

$293,356

$223,855,440

$4,949,877

$4,743,036

DISTRICT OF COLUMBIA
58

$706,922,252

$167,129,812

$4,101,713

$942,596

$513,886,969

$16,654,183

$4,206,979

FLORIDA
66

$5,314,613,738

$1,207,891,369

$51,978,393

$3,342,606

$3,955,006,202

$27,077,974

$69,317,194

GEORGIA
59

$3,110,862,715

$625,563,120

$16,370,996

$5,773,383

$2,383,732,998

$42,715,348

$36,706,870

GUAM
30

$21,558,220

$12,206,429

$2,050,859

$310,102

$5,089,859

$1,078,236

$822,735

HAWAII
50

$488,149,392

$155,545,775

$4,203,632

$1,365,730

$313,871,625

$5,236,609

$7,926,021

IDAHO
54

$449,814,602

$82,098,982

$4,181,031

$370,280

$352,160,752

$4,767,509

$6,236,048

ILLINOIS
67

$5,201,053,657

$1,352,361,718

$37,476,247

$2,684,941

$3,692,161,529

$46,924,570

$69,444,652

INDIANA
52

$2,221,468,710

$415,752,811

$17,676,670

$2,575,853

$1,731,222,469

$16,271,024

$37,969,883

IOWA
60

$1,216,303,087

$252,352,420

$11,001,815

$1,050,950

$926,332,294

$10,579,772

$14,985,836

KANSAS
53

$923,148,198

$194,028,023

$8,858,858

$1,771,235

$696,703,493

$8,379,171

$13,407,418

KENTUCKY
57

$2,307,703,477

$353,381,641

$12,125,039

$1,311,965

$1,900,913,537

$19,282,128

$20,689,167

LOUISIANA
57

$2,601,746,685

$393,018,250

$12,293,708

$5,075,488

$2,138,559,209

$25,460,988

$27,339,042

MAINE
62

$937,663,772

$159,353,426

$4,334,930

$772,933

$761,239,949

$5,330,511

$6,632,023

MARYLAND
63

$2,063,727,229

$500,902,939

$12,933,575

$1,813,293

$1,483,628,894

$30,620,592

$33,827,936

MASSACHUSETTS
62

$3,573,994,694

$789,704,877

$21,208,984

$2,522,775

$2,696,903,727

$25,218,808

$38,435,523

MICHIGAN
61

$4,880,988,729

$1,232,317,429

$28,180,635

$7,453,317

$3,519,066,552

$28,246,808

$65,723,988

MINNESOTA
67

$2,182,814,376

$546,322,338

$13,920,750

$2,270,925

$1,582,394,535

$13,284,004

$24,621,824

MISSISSIPPI
54

$1,611,219,755

$203,143,435

$8,444,893

$1,309,948

$1,366,192,866

$18,122,055

$14,006,558

MISSOURI
58

$2,691,498,141

$487,413,760

$18,387,898

$2,712,331

$2,138,172,248

$17,175,954

$27,635,950

MONTANA
62

$373,514,625

$86,443,069

$4,137,260

$569,180

$273,675,076

$4,083,405

$4,606,635

NEBRASKA
58

$766,318,704

$148,836,378

$5,922,772

$1,366,734

$595,560,041

$6,965,695

$7,667,084

NEVADA
56

$428,476,523

$109,508,880

$4,306,798

$411,481

$299,510,370

$5,954,841

$8,784,153

NEW HAMPSHIRE
57

$510,777,516

$94,749,326

$4,188,814

$1,757,638

$400,912,043

$3,124,290

$6,045,405

NEW JERSEY
60

$3,947,659,309

$790,746,045

$26,528,437

$2,797,040

$3,063,333,221

$15,558,790

$48,695,776

NEW MEXICO
52

$978,681,558

$203,093,984

$4,292,719

$1,194,514

$752,356,531

$9,238,456

$8,505,354

NEW YORK
69

$17,863,869,737

$3,868,185,266

$62,724,611

$6,604,556

$13,673,433,910

$143,529,348

$109,392,046

NORTH CAROLINA
65

$3,895,907,358

$705,872,752

$19,533,419

$3,940,265

$3,099,722,290

$30,726,378

$36,112,254

NORTH DAKOTA
57

$326,467,327

$67,527,984

$4,102,321

$242,989

$248,214,368

$2,719,665

$3,660,000

NORTHERN MARIANA IS
21

$4,496,385

$1,918,863

$517,965

$67,115

$1,682,688

$0

$309,754

OHIO
58

$5,665,173,331

$1,401,875,829

$35,750,064

$4,288,716

$4,114,946,944

$32,246,400

$76,065,378

OKLAHOMA
57

$1,432,921,360

$289,510,721

$11,047,652

$961,915

$1,098,188,207

$15,226,124

$17,986,741

OREGON
62

$1,515,139,711

$319,626,605

$9,442,281

$1,182,527

$1,155,184,941

$11,779,738

$17,923,619

PENNSYLVANIA
59

$6,585,111,593

$1,505,980,848

$46,264,090

$4,539,137

$4,910,271,218

$50,433,294

$67,623,006

PUERTO RICO
48

$445,832,076

$189,532,280

$7,944,482

$1,477,215

$186,625,300

$39,043,141

$21,209,658

REPUBLIC OF PALAU
14

$3,088,954

$7,883

$0

$320,711

$0

$1,756,104

$1,004,256

RHODE ISLAND
58

$679,164,117

$147,177,532

$4,228,853

$435,200

$517,117,924

$4,418,267

$5,786,341

SOUTH CAROLINA
56

$1,997,039,622

$236,297,616

$9,627,654

$1,209,951

$1,706,144,214

$23,767,702

$19,992,485

SOUTH DAKOTA
57

$338,442,248

$49,945,563

$4,117,104

$348,241

$277,197,421

$3,334,834

$3,499,085

TENNESSEE
54

$3,102,042,389

$437,155,551

$15,650,818

$1,633,054

$2,562,489,109

$58,788,046

$26,325,811

TEXAS
60

$8,565,669,957

$1,261,908,662

$43,149,809

$4,515,497

$7,063,138,347

$86,410,628

$106,547,014

US VIRGIN ISLANDS
31

$19,276,670

$8,994,427

$2,050,859

$139,579

$5,518,199

$1,932,767

$640,839

UTAH
61

$742,790,170

$181,695,346

$4,281,984

$878,457

$533,043,098

$10,226,100

$12,665,185

VERMONT
55

$366,131,885

$86,129,257

$4,101,713

$251,884

$269,430,107

$2,785,191

$3,433,733

VIRGINIA
57

$1,719,898,392

$390,290,679

$16,404,110

$2,048,726

$1,256,642,353

$16,609,457

$37,903,067

WASHINGTON
61

$2,582,772,283

$646,472,178

$13,840,065

$1,181,619

$1,873,302,882

$12,475,181

$35,500,358

WEST VIRGINIA
60

$1,291,150,304

$195,202,988

$7,163,960

$820,820

$1,067,417,501

$10,010,058

$10,534,977

WISCONSIN
60

$2,462,686,397

$642,796,187

$16,513,800

$1,876,067

$1,754,150,896

$18,357,467

$28,991,980

WYOMING
50

$188,455,150

$46,915,360

$4,101,713

$417,986

$132,820,417

$1,877,953

$2,321,721

TOTAL

3,177

$137,491,601,486

$30,648,072,894

$820,333,223

$107,080,578

$103,158,484,357

$1,170,324,995

$1,587,305,439

DHHS Grant Awards to Non-State Government Recipients

Table of Contents

FY 1998 TOTAL: $664,838,124

Mandatory Grants by Recipient Type

Although most mandatory grants are awarded to States, some are awarded to other types of recipients. The chart below provides information about the DHHS mandatory grant awards to five different recipient type categories in FY 1998.

The non-State government recipient category that received the most funds ($579,854,051) under mandatory grant awards is the "Government Organizations" category. This category includes local government recipients, including city and county government organizations and Indian Tribal Councils.

Mandatory grants awarded to the "Private Health and Social Services Organizations" category include grants to nursing homes, rehabilitation organizations (other than criminal), community action organizations, and other health and social services organizations.

Mandatory Grants for Other Than State Government Recipients

RECIPIENT CATEGORY

DOLLARS

Educational and Research Organizations
$34,611,674

Government Organizations
$579,854,051

Hospitals
$14,186,922

Private Health and Social Services Organizations
$19,072,209

Other (Including Individuals)
$17,113,268

TOTAL Non-State Government Recipients
$664,838,124

III. FY 1998 DISCRETIONARY GRANT AWARDS

Table of Contents

FY 1998 TOTAL: $19,746,853,298

Discretionary Grant Awards by Grant Type

The DHHS discretionary grant awards comprise only 12 percent of the total DHHS FY 1998 grant funds, but they account for 92 percent of the total number of DHHS grant awards made in FY 1998. Discretionary grants are those that permit the Federal government, according to specific authorizing legislation, to exercise judgment, or "discretion," in selecting the applicant/recipient organization, through a competitive grant process. The types of activities commonly supported by discretionary grants include demonstration, research, training, service, and construction projects or programs. Discretionary grants are sometimes referred to as "project grants."

In this report, grants awarded as a cooperative agreement are included in the charts summarizing discretionary grant awards. A cooperative agreement is an award instrument of financial assistance where "substantial involvement" is anticipated between the DHHS awarding agency and the recipient during performance of the project or activity. This means that the recipient can expect Federal programmatic collaboration or participation in managing the award.

Discretionary Grants – account for 10.7 percent of the total DHHS FY 1998 grant funds, and 85.0 percent of the total number of DHHS FY 1998 grants.

Cooperative Agreements – account for only 1.5 percent of the total DHHS FY 1998 grant funds, and 7.0 percent of the total number of DHHS FY 1998 grants.

DISCRETIONARY GRANT AWARDS

TYPES

NUMBER

#%

DOLLARS

$%

TOTAL

54,953

100.00%

$19,746,853,298

100.00%

DISCRETIONARY
50,775

92.40%

$17,412,755,030

88.18%

COOPERATIVE AGREEMENT
4,178

7.60%

$2,334,098,268

11.82%

DHHS Grant Awards by Major Activity Type

Table of Contents

FY 1998 TOTAL: $19,746,853,298

Discretionary Grants by Major Activity Type

DISCRETIONARY GRANTS

ACTIVITY TYPE

NUMBER

DOLLARS

TOTAL

54,953

$19,746,853,298

RESEARCH
34,887

$10,458,756,155

SERVICES
9,321

$8,047,104,080

TRAINING
6,804

$1,027,688,614

OTHER
3,941

$213,304,449

Highlights

The Tracking Accountability in Government Grants System (TAGGS) uses 16 activity types to describe the nature of the grant being funded. For the purpose of this report, these 16 have been grouped into four major activity types:

Research (54 percent of FY 1998 discretionary grant funds and 63 percent of the number of discretionary awards): These awards support traditional research projects by individual investigators, as well as broadly-based traditional research; multi disciplinary research programs; general and categorical research centers and research resources; research career programs of NIH; and general research support to grantee institutions to strengthen research activities.

Services (39 percent of FY 1998 discretionary grant funds and 17 percent of the number of discretionary awards): Includes grant programs for the delivery of health services; treatment and rehabilitation programs; education and information programs; and programs for the detection of health problems.

Training (Five percent of FY 1998 discretionary grant funds and 12 percent of the number of discretionary awards): Includes research training programs; applied training programs and traineeships; education projects; general educational support to health professions schools through capitation and other programs; and the research career programs of HRSA.

Other (One percent of FY 1998 discretionary grant funds and 7 percent of the number of discretionary awards): Includes construction projects; grants for the planning and development of health programs and health resources; evaluations; and health infrastructure awards.

DHHS Grant Awards by All Activity Types

Table of Contents

FY 1998 TOTAL: $19,746,853,298

Discretionary Grants by Activity Type

DISCRETIONARY GRANTS

ACTIVITY TYPE

NUMBER

DOLLARS

DISCRETIONARY GRANTS TOTAL

54,953

$19,746,853,298

RESEARCH TOTAL
34,887

$10,458,756,155

KDA
(KNOWLEDGE/DEVELOPMENT/APPLICATION)

516

$215,461,887

SCIENTIFIC/HEALTH RESEARCH (INCLUDES
SURVEYS)

34,253

$10,224,563,427

SOCIAL SCIENCE RESEARCH (INCLUDES
SURVEYS)

118

$18,730,841

SERVICES TOTAL
9,321

$8,047,104,080

SOCIAL SERVICES
3,078

$4,469,826,116

DEMONSTRATION
1,436

$612,630,317

HEALTH SERVICES
4,807

$2,964,647,647

TRAINING TOTAL
6,804

$1,027,688,614

TRAINING/TRAINEESHIP
6,744

$1,013,302,771

CONFERENCES (INFORMATION TRANSFER/TECHNOLOGY TRANSFER)
20

$888,593

TECHNICAL ASSISTANCE
40

$13,497,250

OTHER TOTAL
3,941

$213,304,449

FELLOWSHIP/SCHOLARSHIP
3,585

$112,631,009

CONSTRUCTION
31

$35,059,092

EVALUATION
96

$25,222,169

PLANNING
145

$15,199,462

OTHER
84

$25,192,717

DHHS Grant Awards by Operating Division and Major Activity Type

Table of Contents

FY 1998 TOTAL: $19,746,853,298
Discretionary Grants by OPDIV and Activity Type

Highlights

Over half of the DHHS discretionary grant funds in FY 1998 (53 percent, $10.3 billion) was awarded by NIH in support of research programs.

The second largest category of DHHS discretionary grant funds in FY 1998 went to support health and/or social services programs (39 percent, $7.5 billion).

Of this amount, ACF awarded the most ($4.6 billion) for programs that support Head Start, runaway and homeless youth, abandoned infants, refugee and entrant assistance, low-income energy assistance, food and nutrition, and community services.

CDC and HRSA awarded significant amounts in FY 1998 ($657 million and $1.7 billion, respectively) to support health services programs. CDC programs included the communicable diseases prevention, childhood lead poisoning prevention, and disabilities prevention programs. HRSA health services programs included health services to homeless populations; community health centers focused on providing services in the most medically under served areas, as well as centers serving high priority populations; and comprehensive care services for children, youth, women and families who are infected with or affected by HIV and/or AIDS, under the Ryan White Act of 1990.

A sum of $1 billion, or five percent of the DHHS discretionary grant dollars, went to support training projects. NIH and HRSA awarded most of the training grants (91 percent) primarily to support training in health professions, but also to provide support to AIDS education and training centers, and interdisciplinary training for health care in rural areas. The other operating divisions fund a small level of training activity.

Less than two percent ($214 million) of the DHHS FY 1998 discretionary grant dollars, went to support projects classified in the "other" activity type. These awards included construction, planning, evaluation, and health infrastructure projects.

DHHS Grant Awards by Operating Division and Major Activity Type

Table of Contents

FY 1998 TOTAL: $19,746,853,298

Discretionary Grants by OPDIV and Activity Type

TOTAL
RESEARCH

SERVICES

TRAINING
OTHER

AGENCY

NUMBER

DOLLARS
NUMBER
DOLLARS
NUMBER
DOLLARS

NUMBER

DOLLARS
NUMBER
DOLLARS

ACF
3,859

$4,676,940,196

104

$15,252,609

3,563

$4,632,933,702

185

$26,368,589

7

$2,385,296

AHCPR
373

$64,305,612

322

$59,395,077

0

$0

47

$4,772,411

4

$138,124

AOA
90

$10,792,569

1

$1,999,928

89

$8,792,641

0

$0

0

$0

CDC
2,143

$1,818,580,573

1,163

$607,044,621

750

$1,145,862,773

89

$27,382,641

141

$38,290,538

FDA
144

$21,642,729

140

$21,357,270

0

$0

4

$285,459

0

$0

HCFA
97

$21,776,432

70

$17,576,546

8

$1,958,652

0

$0

19

$2,241,234

HRSA
5,992

$2,183,205,942

59

$10,882,218

3,088

$1,795,664,401

1,849

$305,612,904

996

$71,046,419

IHS
1,051

$60,737,966

0

$0

1,051

$60,737,966

0

$0

0

$0

NIH
39,981

$10,295,685,376

32,715

$9,566,001,850

0

$0

4,512

$638,127,415

2,754

$91,556,111

OS
238

$240,743,875

23

$5,565,794

200

$227,477,408

15

$7,700,673

0

$0

SAMHSA
985

$352,442,028

290

$153,680,242

572

$173,676,537

103

$17,438,522

20

$7,646,727

TOTAL
54,953

$19,746,853,298

34,887

$10,458,756,155

9,321

$8,047,104,080

6,804

$1,027,688,614

3,941

$213,304,449

DHHS Grant Awards by Major Recipient Type

Table of Contents

FY 1998 TOTAL: $19,746,853,298

Discretionary Grants by Major Recipient Type

Highlights

Government organizations, primarily at the state and local level (includes State colleges and universities), received 48 percent ($9.4 billion) of the FY 1998 DHHS discretionary grant dollars.

Non-profit organizations received $9.4 billion or 48 percent , of the total DHHS discretionary grant award dollars in FY 1998.

The share of grant funds to profit organizations in FY 1998 was 4 percent ($758 million).

DISCRETIONARY GRANTS

RECIPIENT TYPE

NUMBER

DOLLARS

TOTAL

54,953

$19,746,853,298

Governmental Organizations
26,242

$9,447,055,545

Profit Organizations
2,668

$762,997,831

Non-Profit Organizations
25,742

$9,426,214,837

Foreign / International Organizations
212

$80,131,568

Individuals
21

$6,678,237

Undefined Recipients
68

$23,775,280

DHHS Grant Awards by All Recipient Types

Table of Contents

FY 1998 TOTAL: $19,746,853,298

Discretionary Grants by Recipient Type

DISCRETIONARY GRANTS

RECIPIENT TYPE

NUMBER

DOLLARS

TOTAL

54,953

$19,746,853,298

Government Organizations Total
26,242

$9,447,055,545

Community Action Organization
156

$267,082,124

Educational Department
145

$247,884,120

Elementary & Secondary School
4

$1,610,708

Environmental Organization
22

$9,757,588

Financial Institution
2

$1,040,000

Health Department
1,834

$1,986,266,958

Hospital
802

$219,755,870

Indian Tribal Council
695

$188,664,487

Intermediary Organization ( Insurance, Etc. )
2

$20,960

Junior College, College & University
18,523

$4,320,972,816

Law Enforcement Agency ( Including Criminal Rehabilitation )
17

$13,500,047

Library & Museum
1

$165,289

Nursing Home OR Other Domiciliary Care Facility
5

$625,494

Other Educational Organization
57

$155,200,325

Other Health Organization
1,338

$254,776,903

Other Social Services Organization
260

$315,781,032

Other Special Interest Organization
2

$278,662

Planning & Administrative Organizations
253

$477,013,176

Rehabilitation Organization ( Other Than Criminal )
53

$17,379,644

Research Institution, Foundation and Laboratory
1,287

$277,682,722

School Board & School District
220

$250,705,996

Supplier Organizations ( Service, Supplies, Material and Equipment )
7

$4,414,830

Welfare Department
315

$338,827,241

Vocational & Training School
242

$97,648,553

Profit Organizations Total
2,668

$762,997,831

Community Action Organization
2

$374,157

Consultant
5

$1,680,660

Educational Department
3

$3,004,592

Financial Institution
8

$14,057,045

Health Department
1

$99,618

Hospital
21

$3,289,450

Intermediary Organization ( Insurance, Etc. )
6

$829,816

Junior College, College & University
6

$4,757,384

Law Enforcement Agency ( Including Criminal Rehabilitation )
5

$1,012,585

Medical Doctor
2

$256,889

Nursing Home OR Other Domiciliary Care Facility
1

$155,454

Other Educational Organization
30

$8,856,710

Other Health Organization
193

$82,367,042

Other Social Services Organization
23

$10,915,486

Other Special Interest Organization
20

$3,869,657

Planning & Administrative Organizations
4

$562,436

Research Institution, Foundation and Laboratory
1,669

$461,549,503

Supplier Organizations ( Service, Supplies, Material and Equipment )
667

$164,994,784

Vocational & Training School
2

$364,563

Non-Profit Organizations Total
25,742

9,426,214,837

Community Action Organization
889

$1,317,526,035

Educational Department
19

$2,946,822

Elementary & Secondary School
5

$1,437,429

Environmental Organization
7

$4,500,249

Financial Institution
1

$20,470

Health Department
47

$17,508,846

Hospital
4,825

$1,375,794,729

Indian Tribal Council
3

$1,139,427

Intermediary Organization ( Insurance, Etc. )
14

$3,931,047

Junior College, College & University
12,915

$3,450,088,889

Law Enforcement Agency ( Including Criminal Rehabilitation )
14

$5,981,926

Library & Museum
9

$1,659,464

Medical Doctor
1

$125,000

Nursing Home OR Other Domiciliary Care Facility
29

$7,357,724

Other Educational Organization
217

$271,973,886

Other Health Organization
1,517

$634,221,238

Other Social Services Organization
1,455

$1,042,833,839

Other Special Interest Organization
32

$13,090,692

Planning & Administrative Organizations
75

$116,205,516

Rehabilitation Organization ( Other Than Criminal )
62

$21,838,148

Research Institution, Foundation and Laboratory
2,652

$863,283,391

School Board & School District
4

$3,031,034

Supplier Organizations ( Service, Supplies, Material and Equipment )
59

$41,456,906

Vocational & Training School
860

$220,373,280

Welfare Department
31

$7,888,850

Foreign / International Organizations Total
212

$80,131,568

Hospital
25

$3,982,794

Junior College, College & University
111

$17,055,570

Other Educational Organization
2

$117,000

Other Health Organization
14

$3,568,264

Other Social Services Organization
3

$922,283

Other Special Interest Organization
1

$40,369,305

Planning & Administrative Organizations
5

$4,170,081

Research Institution, Foundation and Laboratory
48

$9,004,568

Supplier Organizations ( Service, Supplies, Material and Equipment )
2

$293,148

Vocational & Training School
1

$648,555

Individuals Total
21

$6,678,237

Consultant
14

$3,199,959

Medical Doctor
4

$2,558,278

Other Health Organization
3

$920,000

Undefined Recipients Total
68

$23,775,280

The Fifty Recipients Receiving the Most DHHS Grant Funds

Table of Contents

FY 1998 TOTAL: $7,643,857,505

Highlights

The University of California system received more DHHS discretionary grant funds for more projects than any other recipient.

Universities and colleges represent 39 of the top 50 DHHS discretionary grant recipients in FY 1998.

Six state or city health and welfare organizations are in the top 50 DHHS discretionary grant recipients.

The remaining five of the top 50 recipients are two hospitals, two research organizations, and one education office.

RANK

RECIPIENT

NUMBER

DOLLARS

1 UNIVERSITY OF CALIFORNIA SYSTEM
2989

$794,561,514

2 UNIVERSITY OF TEXAS SYSTEM
1459

$352,952,555

3 NEW YORK CITY GOVERNMENT OFFICE
21

$336,402,648

4 JOHNS HOPKINS UNIVERSITY
1029

$310,688,395

5 UNIVERSITY OF WASHINGTON SYSTEM
877

$253,226,710

6 UNIVERSITY OF PENNSYLVANIA SYSTEM
916

$253,106,471

7 UNIVERSITY OF MICHIGAN SYSTEM
783

$208,743,464

8 WASHINGTON UNIVERSITY
666

$201,973,679

9 HARVARD UNIVERSITY
636

$200,476,692

10 YALE UNIVERSITY
727

$198,986,114

Top 10 Subtotal

10,103

$3,111,118,242

11 COLUMBIA UNIVERSITY
575

$182,780,162

12 STANFORD UNIVERSITY
584

$179,150,873

13 UNIVERSITY OF PITTSBURGH SYSTEM
628

$173,380,584

14 UNIVERSITY OF NORTH CAROLINA SYSTEM
641

$167,009,547

15 DUKE UNIVERSITY
551

$149,535,043

16 UNIVERSITY OF WISCONSIN SYSTEM
616

$143,853,117

17 UNIVERSITY OF MINNESOTA SYSTEM
589

$136,222,613

18 LOS ANGELES COUNTY OFFICE
2

$134,420,254

19 MASSACHUSETTS GENERAL HOSPITAL
501

$134,383,882

20 UNIVERSITY OF COLORADO SYSTEM
530

$130,273,734

21 STATE UNIVERSITY OF NEW YORK SYSTEM
535

$129,123,931

22 UNIVERSITY OF ALABAMA SYSTEM
489

$127,118,113

23 BRIGHAM & WOMEN'S HOSPITAL
446

$126,730,095

24 CASE WESTERN RESERVE UNIVERSITY
471

$121,250,093

25 SCRIPPS RESEARCH INSTITUTE
387

$115,090,145

Top 25 Subtotal

17,648

$5,261,440,428

26 CITY OF CHICAGO
19

$114,156,906

27 EMORY UNIVERSITY
484

$113,771,318

28 BAYLOR COLLEGE OF MEDICINE
419

$112,176,661

29 CITY UNIVERSITY OF NEW YORK SYSTEM
393

$105,292,405

30 CORNELL UNIVERSITY
405

$104,961,743

31 COMMONWEALTH OF MASSACHUSETTS
361

$104,058,594

32 UNIVERSITY OF SOUTHERN CALIFORNIA
302

$103,744,803

33 VANDERBILT UNIVERSITY
402

$101,610,050

34 FLORIDA STATE GOVERNMENT OFFICE
66

$100,592,196

35 YESHIVA UNIVERSITY
295

$100,251,437

36 UNIVERSITY OF ILLINOIS SYSTEM
493

$98,272,549

37 UNIVERSITY OF IOWA SYSTEM
411

$97,708,653

38 UNIVERSITY OF CHICAGO
361

$96,723,816

39 UNIVERSITY OF MARYLAND SYSTEM
453

$96,259,488

40 STATE UNIVERSITY SYSTEM OF FLORIDA
453

$94,883,919

41 PR OFFICE OF CHILD SVCS & COMMUNITY DEVELOPMENT
2

$92,072,570

42 BOSTON UNIVERSITY
334

$88,804,837

43 FRED HUTCHINSON CANCER RESEARCH CENTER
192

$87,078,322

44 NY ST DEPARTMENT OF HEALTH & HEALTH RESEARCH, INC
188

$85,007,719

45 INDIANA UNIVERSITY
369

$84,217,384

46 NORTHWESTERN UNIVERSITY
321

$83,057,718

47 UNIVERSITY OF ROCHESTER
354

$82,163,493

48 NEW YORK UNIVERSITY MEDICAL CENTER
281

$79,732,112

49 STATE UNIVERSITY SYSTEM OF ARIZONA
345

$78,499,820

50 UNIVERSITY OF VIRGINIA SYSTEM
362

$77,318,564

Top 50 Total

25,713

$7,643,857,505

APPENDIX A

Table of Contents

Major Programs as Listed in OMB Circular A-133 Compliance Supplement

CFDA Number

PROGRAM TITLE

NUMBER

DOLLARS

93044
Special Programs for the Aging Title III, Part B Grants
57

$301,215,616

93045
Special Programs for the Aging Title III, Part C Nutrition
108

$484,173,672

93558
Temporary Assistance for Needy Families (TANF) Programs
66

$16,680,876,467

93563
Title IV-D
141

$3,114,747,338

93568
Low-Income Home Energy Assistance
490

$2,132,966,155

93569
Community Services Block Grant
231

$968,900,380

93575
Discretionary Fund of the Child Care and Development Fund
465

$3,069,719,249

93600
Head Start
2,108

$4,388,589,542

93658
Foster Care Title IV-E
303

$4,240,351,690

93667
Social Services
57

$2,299,000,000

93777
State Survey and Certification of Health Care Providers
204

$136,629,015

93778
Medicaid; Title XIX
224

$99,407,032,940

93914
HIV Emergency Relief Project Grants
123

$653,082,815

93959
Prevention and Treatment (SAPT) Block Grant
60

$1,294,479,108

APPENDIX B

Table of Contents

Members of the DHHS Executive Committee on Grants Administration Policy

The HHS Executive Committee on Grants Administration Policy (ECGAP) is the Department's primary, executive-level, information-exchange forum on Grants Management. It is chaired by the Director, Office of Grants Management, in the Office of Grants and Acquisition Management, under OS/ASMB. ASMB oversees the functional business management, namely grants management, of HHS grant programs. ECGAP meetings cover government-wide, Departmental, and OPDIV-specific grants-related policies and initiatives affecting the management of grant programs. The ECGAP membership, listed below, consists of the Grants Management Executives from each HHS granting agency (OP/STAFFDIVs) and representatives from other related HHS offices. The full address, telephone number, and FAX number for each ECGAP member is available at the "GMO Tools" website maintained by OGAM. Web address: www.hhs.gov:85/progorg/gmotools

ECGAP Chairperson (OGAM/OGM) Charles Gale

ACF Member Stephen Smith

ACF Alternate Nancy McGinness

AoA Member Margaret Tolson

AHCPR Member Mable Lam

ASPE Member Adrienne B. Little

ASPE Alternate Karen Norrell

CDCP Member John Williams

CDCP Alternate Henry S. Cassell

FDA Member Wayne M. Slaughter

FDA Alternate Rusty Robins

HCFA (Mandatory Grants) Member Miles McDermott

HCFA (Discretionary Grants) Member Rodney L. Benson

HCFA (Discretionary Grants) Alternate David Elizade

HRSA Member Albert Marra

HRSA Alternate Jeanellen Kallevang

IHS Member Kay Carpentier

NIH Member Diana Jaeger

NIH Alternate Gary Thompson

OMH Member Carolyn A. Williams

OPA Member Maudeen Pickett

PSC Member Christie Goodman

SAMHSA Member Tom Reynolds

SAMHSA Alternate Christine Chen

PSC/PMS Contacts Sara Canova and Stuart Feldsott

OGAM/OARCP Joseph E. Cook

PSC/DCA Charles Seed

ASL Tiajuana Tripplet

OIG Member--State Fraud Branch (Position Vacant)

OIG Alternate--State Fraud Branch Claudette Mitchell

OIG Member--ACF Audit Division Peter Koenig

OIG Member--PHS Audits Frank Zuraf

OGC Contact Business/Administrative Law Division

Finance Contact Sue Mundstuk

Rotational Member (April 1999 – March 2000) Irene Grisham, NIH

Rotational Member (April 1999 – March 2000) Leo F. Buscher, Jr., NIH/NCI

Rotational Member (April 1999 – March 2000) Reginald Newsome, AoA

Rotational Member (April 1999 – March 2000) Joan Metcalfe, AHCPR

SSA Participant E. Joe Smith

Mandatory Grants
STATE	NUMBER	DOLLARS
TOTAL	3,177	$137,491,601,486
ALABAMA	60	$2,068,020,065
ALASKA	60	$387,186,146
AMERICAN SAMOA	18	$8,161,489
ARIZONA	69	$1,894,175,815
ARKANSAS	56	$1,349,893,080
CALIFORNIA	71	$16,930,723,425
COLORADO	62	$1,248,082,840
CONNECTICUT	61	$1,989,400,634
DELAWARE	55	$311,750,912
DISTRICT OF COLUMBIA	58	$706,922,252
FLORIDA	66	$5,314,613,738
GEORGIA	59	$3,110,862,715
GUAM	30	$21,558,220
HAWAII	50	$488,149,392
IDAHO	54	$449,814,602
ILLINOIS	67	$5,201,053,657
INDIANA	52	$2,221,468,710
IOWA	60	$1,216,303,087
KANSAS	53	$923,148,198
KENTUCKY	57	$2,307,703,477
LOUISIANA	57	$2,601,746,685
MAINE	62	$937,663,772
MARYLAND	63	$2,063,727,229
MASSACHUSETTS	62	$3,573,994,694
MICHIGAN	61	$4,880,988,729
MINNESOTA	67	$2,182,814,376
MISSISSIPPI	54	$1,611,219,755
MISSOURI	58	$2,691,498,141
MONTANA	62	$373,514,625
NEBRASKA	58	$766,318,704
NEVADA	56	$428,476,523
NEW HAMPSHIRE	57	$510,777,516
NEW JERSEY	60	$3,947,659,309
NEW MEXICO	52	$978,681,558
NEW YORK	69	$17,863,869,737
NORTH CAROLINA	65	$3,895,907,358
NORTH DAKOTA	57	$326,467,327
NORTHERN MARIANA IS	21	$4,496,385
OHIO	58	$5,665,173,331
OKLAHOMA	57	$1,432,921,360
OREGON	62	$1,515,139,711
PENNSYLVANIA	59	$6,585,111,593
PUERTO RICO	48	$445,832,076
REPUBLIC OF PALAU	14	$3,088,954
RHODE ISLAND	58	$679,164,117
SOUTH CAROLINA	56	$1,997,039,622
SOUTH DAKOTA	57	$338,442,248
TENNESSEE	54	$3,102,042,389
TEXAS	60	$8,565,669,957
US VIRGIN ISLANDS	31	$19,276,670
UTAH	61	$742,790,170
VERMONT	55	$366,131,885
VIRGINIA	57	$1,719,898,392
WASHINGTON	61	$2,582,772,283
WEST VIRGINIA	60	$1,291,150,304
WISCONSIN	60	$2,462,686,397
WYOMING	50	$188,455,150

		TOTAL	ACF	AOA	CDC	HCFA	HRSA	SAMHSA
STATE	NUMBER	DOLLARS	DOLLARS	DOLLARS	DOLLARS	DOLLARS	DOLLARS	DOLLARS
ALABAMA	60	$2,068,020,065	$244,684,322	$13,249,352	$1,529,327	$1,758,460,076	$26,863,108	$23,233,880
ALASKA	60	$387,186,146	$112,417,627	$4,101,713	$462,421	$265,512,090	$1,917,643	$2,774,652
AMERICAN SAMOA	18	$8,161,489	$2,804,901	$1,201,887	$44,381	$3,010,000	$634,736	$465,584
ARIZONA	69	$1,894,175,815	$424,796,418	$10,684,350	$1,230,421	$1,418,726,841	$14,558,645	$24,179,140
ARKANSAS	56	$1,349,893,080	$184,946,955	$9,039,560	$433,611	$1,129,056,813	$14,423,409	$11,992,732
CALIFORNIA	71	$16,930,723,425	$5,609,367,374	$76,663,971	$7,605,685	$10,917,155,491	$91,915,837	$228,015,067
COLORADO	62	$1,248,082,840	$300,038,464	$8,233,831	$1,223,012	$900,570,286	$14,635,880	$23,381,367
CONNECTICUT	61	$1,989,400,634	$450,322,730	$11,390,093	$1,348,899	$1,492,867,997	$14,620,296	$18,850,619
DELAWARE	55	$311,750,912	$73,807,490	$4,101,713	$293,356	$223,855,440	$4,949,877	$4,743,036
DISTRICT OF COLUMBIA	58	$706,922,252	$167,129,812	$4,101,713	$942,596	$513,886,969	$16,654,183	$4,206,979
FLORIDA	66	$5,314,613,738	$1,207,891,369	$51,978,393	$3,342,606	$3,955,006,202	$27,077,974	$69,317,194
GEORGIA	59	$3,110,862,715	$625,563,120	$16,370,996	$5,773,383	$2,383,732,998	$42,715,348	$36,706,870
GUAM	30	$21,558,220	$12,206,429	$2,050,859	$310,102	$5,089,859	$1,078,236	$822,735
HAWAII	50	$488,149,392	$155,545,775	$4,203,632	$1,365,730	$313,871,625	$5,236,609	$7,926,021
IDAHO	54	$449,814,602	$82,098,982	$4,181,031	$370,280	$352,160,752	$4,767,509	$6,236,048
ILLINOIS	67	$5,201,053,657	$1,352,361,718	$37,476,247	$2,684,941	$3,692,161,529	$46,924,570	$69,444,652
INDIANA	52	$2,221,468,710	$415,752,811	$17,676,670	$2,575,853	$1,731,222,469	$16,271,024	$37,969,883
IOWA	60	$1,216,303,087	$252,352,420	$11,001,815	$1,050,950	$926,332,294	$10,579,772	$14,985,836
KANSAS	53	$923,148,198	$194,028,023	$8,858,858	$1,771,235	$696,703,493	$8,379,171	$13,407,418
KENTUCKY	57	$2,307,703,477	$353,381,641	$12,125,039	$1,311,965	$1,900,913,537	$19,282,128	$20,689,167
LOUISIANA	57	$2,601,746,685	$393,018,250	$12,293,708	$5,075,488	$2,138,559,209	$25,460,988	$27,339,042
MAINE	62	$937,663,772	$159,353,426	$4,334,930	$772,933	$761,239,949	$5,330,511	$6,632,023
MARYLAND	63	$2,063,727,229	$500,902,939	$12,933,575	$1,813,293	$1,483,628,894	$30,620,592	$33,827,936
MASSACHUSETTS	62	$3,573,994,694	$789,704,877	$21,208,984	$2,522,775	$2,696,903,727	$25,218,808	$38,435,523
MICHIGAN	61	$4,880,988,729	$1,232,317,429	$28,180,635	$7,453,317	$3,519,066,552	$28,246,808	$65,723,988
MINNESOTA	67	$2,182,814,376	$546,322,338	$13,920,750	$2,270,925	$1,582,394,535	$13,284,004	$24,621,824
MISSISSIPPI	54	$1,611,219,755	$203,143,435	$8,444,893	$1,309,948	$1,366,192,866	$18,122,055	$14,006,558
MISSOURI	58	$2,691,498,141	$487,413,760	$18,387,898	$2,712,331	$2,138,172,248	$17,175,954	$27,635,950
MONTANA	62	$373,514,625	$86,443,069	$4,137,260	$569,180	$273,675,076	$4,083,405	$4,606,635
NEBRASKA	58	$766,318,704	$148,836,378	$5,922,772	$1,366,734	$595,560,041	$6,965,695	$7,667,084

NEVADA	56	$428,476,523	$109,508,880	$4,306,798	$411,481	$299,510,370	$5,954,841	$8,784,153
NEW HAMPSHIRE	57	$510,777,516	$94,749,326	$4,188,814	$1,757,638	$400,912,043	$3,124,290	$6,045,405
NEW JERSEY	60	$3,947,659,309	$790,746,045	$26,528,437	$2,797,040	$3,063,333,221	$15,558,790	$48,695,776
NEW MEXICO	52	$978,681,558	$203,093,984	$4,292,719	$1,194,514	$752,356,531	$9,238,456	$8,505,354
NEW YORK	69	$17,863,869,737	$3,868,185,266	$62,724,611	$6,604,556	$13,673,433,910	$143,529,348	$109,392,046
NORTH CAROLINA	65	$3,895,907,358	$705,872,752	$19,533,419	$3,940,265	$3,099,722,290	$30,726,378	$36,112,254
NORTH DAKOTA	57	$326,467,327	$67,527,984	$4,102,321	$242,989	$248,214,368	$2,719,665	$3,660,000
NORTHERN MARIANA IS	21	$4,496,385	$1,918,863	$517,965	$67,115	$1,682,688	$0	$309,754
OHIO	58	$5,665,173,331	$1,401,875,829	$35,750,064	$4,288,716	$4,114,946,944	$32,246,400	$76,065,378
OKLAHOMA	57	$1,432,921,360	$289,510,721	$11,047,652	$961,915	$1,098,188,207	$15,226,124	$17,986,741
OREGON	62	$1,515,139,711	$319,626,605	$9,442,281	$1,182,527	$1,155,184,941	$11,779,738	$17,923,619
PENNSYLVANIA	59	$6,585,111,593	$1,505,980,848	$46,264,090	$4,539,137	$4,910,271,218	$50,433,294	$67,623,006
PUERTO RICO	48	$445,832,076	$189,532,280	$7,944,482	$1,477,215	$186,625,300	$39,043,141	$21,209,658
REPUBLIC OF PALAU	14	$3,088,954	$7,883	$0	$320,711	$0	$1,756,104	$1,004,256
RHODE ISLAND	58	$679,164,117	$147,177,532	$4,228,853	$435,200	$517,117,924	$4,418,267	$5,786,341
SOUTH CAROLINA	56	$1,997,039,622	$236,297,616	$9,627,654	$1,209,951	$1,706,144,214	$23,767,702	$19,992,485
SOUTH DAKOTA	57	$338,442,248	$49,945,563	$4,117,104	$348,241	$277,197,421	$3,334,834	$3,499,085
TENNESSEE	54	$3,102,042,389	$437,155,551	$15,650,818	$1,633,054	$2,562,489,109	$58,788,046	$26,325,811
TEXAS	60	$8,565,669,957	$1,261,908,662	$43,149,809	$4,515,497	$7,063,138,347	$86,410,628	$106,547,014
US VIRGIN ISLANDS	31	$19,276,670	$8,994,427	$2,050,859	$139,579	$5,518,199	$1,932,767	$640,839
UTAH	61	$742,790,170	$181,695,346	$4,281,984	$878,457	$533,043,098	$10,226,100	$12,665,185
VERMONT	55	$366,131,885	$86,129,257	$4,101,713	$251,884	$269,430,107	$2,785,191	$3,433,733
VIRGINIA	57	$1,719,898,392	$390,290,679	$16,404,110	$2,048,726	$1,256,642,353	$16,609,457	$37,903,067
WASHINGTON	61	$2,582,772,283	$646,472,178	$13,840,065	$1,181,619	$1,873,302,882	$12,475,181	$35,500,358
WEST VIRGINIA	60	$1,291,150,304	$195,202,988	$7,163,960	$820,820	$1,067,417,501	$10,010,058	$10,534,977
WISCONSIN	60	$2,462,686,397	$642,796,187	$16,513,800	$1,876,067	$1,754,150,896	$18,357,467	$28,991,980
WYOMING	50	$188,455,150	$46,915,360	$4,101,713	$417,986	$132,820,417	$1,877,953	$2,321,721
TOTAL	3,177	$137,491,601,486	$30,648,072,894	$820,333,223	$107,080,578	$103,158,484,357	$1,170,324,995	$1,587,305,439

Mandatory Grants for Other Than State Government Recipients
RECIPIENT CATEGORY	DOLLARS
Educational and Research Organizations	$34,611,674
Government Organizations	$579,854,051
Hospitals	$14,186,922
Private Health and Social Services Organizations	$19,072,209
Other (Including Individuals)	$17,113,268
TOTAL Non-State Government Recipients	$664,838,124

DISCRETIONARY GRANT AWARDS
TYPES	NUMBER	#%	DOLLARS	$%
TOTAL	54,953	100.00%	$19,746,853,298	100.00%
DISCRETIONARY	50,775	92.40%	$17,412,755,030	88.18%
COOPERATIVE AGREEMENT	4,178	7.60%	$2,334,098,268	11.82%

DISCRETIONARY GRANTS
ACTIVITY TYPE	NUMBER	DOLLARS
TOTAL	54,953	$19,746,853,298
RESEARCH	34,887	$10,458,756,155
SERVICES	9,321	$8,047,104,080
TRAINING	6,804	$1,027,688,614
OTHER	3,941	$213,304,449

		TOTAL	RESEARCH		SERVICES			TRAINING			OTHER
AGENCY	NUMBER	DOLLARS	NUMBER	DOLLARS	NUMBER	DOLLARS	NUMBER		DOLLARS	NUMBER		DOLLARS

ACF	3,859	$4,676,940,196	104	$15,252,609	3,563	$4,632,933,702	185		$26,368,589	7		$2,385,296

AHCPR	373	$64,305,612	322	$59,395,077	0	$0	47		$4,772,411	4		$138,124

AOA	90	$10,792,569	1	$1,999,928	89	$8,792,641	0		$0	0		$0

CDC	2,143	$1,818,580,573	1,163	$607,044,621	750	$1,145,862,773	89		$27,382,641	141		$38,290,538

FDA	144	$21,642,729	140	$21,357,270	0	$0	4		$285,459	0		$0

HCFA	97	$21,776,432	70	$17,576,546	8	$1,958,652	0		$0	19		$2,241,234

HRSA	5,992	$2,183,205,942	59	$10,882,218	3,088	$1,795,664,401	1,849		$305,612,904	996		$71,046,419

IHS	1,051	$60,737,966	0	$0	1,051	$60,737,966	0		$0	0		$0

NIH	39,981	$10,295,685,376	32,715	$9,566,001,850	0	$0	4,512		$638,127,415	2,754		$91,556,111

OS	238	$240,743,875	23	$5,565,794	200	$227,477,408	15		$7,700,673	0		$0

SAMHSA	985	$352,442,028	290	$153,680,242	572	$173,676,537	103		$17,438,522	20		$7,646,727

TOTAL	54,953	$19,746,853,298	34,887	$10,458,756,155	9,321	$8,047,104,080	6,804		$1,027,688,614	3,941		$213,304,449

DISCRETIONARY GRANTS
RECIPIENT TYPE	NUMBER	DOLLARS
TOTAL	54,953	$19,746,853,298
Governmental Organizations	26,242	$9,447,055,545
Profit Organizations	2,668	$762,997,831
Non-Profit Organizations	25,742	$9,426,214,837
Foreign / International Organizations	212	$80,131,568
Individuals	21	$6,678,237
Undefined Recipients	68	$23,775,280

RANK	RECIPIENT	NUMBER	DOLLARS

1	UNIVERSITY OF CALIFORNIA SYSTEM	2989	$794,561,514
2	UNIVERSITY OF TEXAS SYSTEM	1459	$352,952,555
3	NEW YORK CITY GOVERNMENT OFFICE	21	$336,402,648
4	JOHNS HOPKINS UNIVERSITY	1029	$310,688,395
5	UNIVERSITY OF WASHINGTON SYSTEM	877	$253,226,710
6	UNIVERSITY OF PENNSYLVANIA SYSTEM	916	$253,106,471
7	UNIVERSITY OF MICHIGAN SYSTEM	783	$208,743,464
8	WASHINGTON UNIVERSITY	666	$201,973,679
9	HARVARD UNIVERSITY	636	$200,476,692
10	YALE UNIVERSITY	727	$198,986,114

	Top 10 Subtotal	10,103	$3,111,118,242

11	COLUMBIA UNIVERSITY	575	$182,780,162
12	STANFORD UNIVERSITY	584	$179,150,873
13	UNIVERSITY OF PITTSBURGH SYSTEM	628	$173,380,584
14	UNIVERSITY OF NORTH CAROLINA SYSTEM	641	$167,009,547
15	DUKE UNIVERSITY	551	$149,535,043
16	UNIVERSITY OF WISCONSIN SYSTEM	616	$143,853,117
17	UNIVERSITY OF MINNESOTA SYSTEM	589	$136,222,613
18	LOS ANGELES COUNTY OFFICE	2	$134,420,254
19	MASSACHUSETTS GENERAL HOSPITAL	501	$134,383,882
20	UNIVERSITY OF COLORADO SYSTEM	530	$130,273,734
21	STATE UNIVERSITY OF NEW YORK SYSTEM	535	$129,123,931
22	UNIVERSITY OF ALABAMA SYSTEM	489	$127,118,113
23	BRIGHAM & WOMEN'S HOSPITAL	446	$126,730,095
24	CASE WESTERN RESERVE UNIVERSITY	471	$121,250,093
25	SCRIPPS RESEARCH INSTITUTE	387	$115,090,145

	Top 25 Subtotal	17,648	$5,261,440,428

26	CITY OF CHICAGO	19	$114,156,906
27	EMORY UNIVERSITY	484	$113,771,318
28	BAYLOR COLLEGE OF MEDICINE	419	$112,176,661
29	CITY UNIVERSITY OF NEW YORK SYSTEM	393	$105,292,405
30	CORNELL UNIVERSITY	405	$104,961,743
31	COMMONWEALTH OF MASSACHUSETTS	361	$104,058,594
32	UNIVERSITY OF SOUTHERN CALIFORNIA	302	$103,744,803
33	VANDERBILT UNIVERSITY	402	$101,610,050
34	FLORIDA STATE GOVERNMENT OFFICE	66	$100,592,196
35	YESHIVA UNIVERSITY	295	$100,251,437
36	UNIVERSITY OF ILLINOIS SYSTEM	493	$98,272,549
37	UNIVERSITY OF IOWA SYSTEM	411	$97,708,653
38	UNIVERSITY OF CHICAGO	361	$96,723,816
39	UNIVERSITY OF MARYLAND SYSTEM	453	$96,259,488
40	STATE UNIVERSITY SYSTEM OF FLORIDA	453	$94,883,919
41	PR OFFICE OF CHILD SVCS & COMMUNITY DEVELOPMENT	2	$92,072,570
42	BOSTON UNIVERSITY	334	$88,804,837
43	FRED HUTCHINSON CANCER RESEARCH CENTER	192	$87,078,322
44	NY ST DEPARTMENT OF HEALTH & HEALTH RESEARCH, INC	188	$85,007,719
45	INDIANA UNIVERSITY	369	$84,217,384
46	NORTHWESTERN UNIVERSITY	321	$83,057,718
47	UNIVERSITY OF ROCHESTER	354	$82,163,493
48	NEW YORK UNIVERSITY MEDICAL CENTER	281	$79,732,112
49	STATE UNIVERSITY SYSTEM OF ARIZONA	345	$78,499,820
50	UNIVERSITY OF VIRGINIA SYSTEM	362	$77,318,564

	Top 50 Total	25,713	$7,643,857,505

CFDA Number	PROGRAM TITLE	NUMBER	DOLLARS
93044	Special Programs for the Aging Title III, Part B Grants	57	$301,215,616
93045	Special Programs for the Aging Title III, Part C Nutrition	108	$484,173,672
93558	Temporary Assistance for Needy Families (TANF) Programs	66	$16,680,876,467
93563	Title IV-D	141	$3,114,747,338
93568	Low-Income Home Energy Assistance	490	$2,132,966,155
93569	Community Services Block Grant	231	$968,900,380
93575	Discretionary Fund of the Child Care and Development Fund	465	$3,069,719,249
93600	Head Start	2,108	$4,388,589,542
93658	Foster Care Title IV-E	303	$4,240,351,690
93667	Social Services	57	$2,299,000,000
93777	State Survey and Certification of Health Care Providers	204	$136,629,015
93778	Medicaid; Title XIX	224	$99,407,032,940
93914	HIV Emergency Relief Project Grants	123	$653,082,815
93959	Prevention and Treatment (SAPT) Block Grant	60	$1,294,479,108

ECGAP Chairperson (OGAM/OGM)	Charles Gale
ACF Member	Stephen Smith
ACF Alternate	Nancy McGinness
AoA Member	Margaret Tolson
AHCPR Member	Mable Lam
ASPE Member	Adrienne B. Little
ASPE Alternate	Karen Norrell
CDCP Member	John Williams
CDCP Alternate	Henry S. Cassell
FDA Member	Wayne M. Slaughter
FDA Alternate	Rusty Robins
HCFA (Mandatory Grants) Member	Miles McDermott
HCFA (Discretionary Grants) Member	Rodney L. Benson
HCFA (Discretionary Grants) Alternate	David Elizade
HRSA Member	Albert Marra
HRSA Alternate	Jeanellen Kallevang
IHS Member	Kay Carpentier
NIH Member	Diana Jaeger
NIH Alternate	Gary Thompson
OMH Member	Carolyn A. Williams
OPA Member	Maudeen Pickett
PSC Member	Christie Goodman
SAMHSA Member	Tom Reynolds
SAMHSA Alternate	Christine Chen
PSC/PMS Contacts	Sara Canova and Stuart Feldsott
OGAM/OARCP	Joseph E. Cook
PSC/DCA	Charles Seed
ASL	Tiajuana Tripplet
OIG Member--State Fraud Branch	(Position Vacant)
OIG Alternate--State Fraud Branch	Claudette Mitchell
OIG Member--ACF Audit Division	Peter Koenig
OIG Member--PHS Audits	Frank Zuraf
OGC Contact	Business/Administrative Law Division
Finance Contact	Sue Mundstuk
Rotational Member (April 1999 – March 2000)	Irene Grisham, NIH
Rotational Member (April 1999 – March 2000)	Leo F. Buscher, Jr., NIH/NCI
Rotational Member (April 1999 – March 2000)	Reginald Newsome, AoA
Rotational Member (April 1999 – March 2000)	Joan Metcalfe, AHCPR
SSA Participant	E. Joe Smith