DHHS Grant Awards Fiscal Year 1998

FOREWORD

This is the annual summary report on all FY 1998 grants awarded by the Department of Health and Human Services (DHHS). The purpose of the report is to provide an overview of the different grant programs administered by DHHS operating divisions.

The report has three parts: a summary of all grants awarded, a section on mandatory grant awards, and a section on discretionary grant awards. The mandatory grants include block, closed-ended, and open-ended entitlement grants. Grants awarded as cooperative agreements are included in the section on discretionary grants.

The summaries of grants information are generated from the Department’s Tracking Accountability in Government Grants System (TAGGS), which is composed of data submitted by the DHHS operating divisions’ (OPDIV) grants information systems. For various reasons, including the fact that some OPDIVs may award grants with funds appropriated for other OPDIVs, the amounts shown for each OPDIV will differ from the amounts shown in OPDIV Budget Requests.

In the health area, our Medicaid program, a jointly-funded Federal-State health insurance program, assists States in the provision of adequate medical care for low-income people, and includes the Children’s Health Insurance Program (CHIP). Other health programs encompass biomedical research, training of biomedical research scientists and health professionals, support of health professional schools, development and delivery of health services, disease prevention and health promotion programs, and construction of research, educational and health facilities.

Our social service programs provide support to every group of Americans, including children, youth, families, and the elderly. Social service programs include temporary assistance to needy families, assistance to refugees, enforcement of child support payment orders, foster care and adoption, prevention of child abuse and neglect, Indian tribal services, and Head Start programs.

DEPARTMENT OF HEALTH AND HUMAN SERVICES

Office of the Assistant Secretary for Management and Budget

Office of Grants and Acquisition Management

Table of Contents

Foreword

I. FY 1998 General Summary

Notes on Methodology

DHHS Organizational Chart

DHHS Grant Awards by Operating Division

II. FY 1998 Mandatory Grant Awards

DHHS Grant Awards by State Location

DHHS Grant Awards by Operating Division and State Location

DHHS Grant Awards to Non-State Government Recipients

III. FY 1998 Discretionary Grant Awards

DHHS Grant Awards by Major Activity Type

DHHS Grant Awards by All Activity Types

DHHS Grant Awards by Operating Division / Major Activity Type

DHHS Grant Awards by Major Recipient Type

DHHS Grant Awards by All Recipient Types

The Fifty Recipients Receiving the Most DHHS Grant Funds

APPENDIX A: Major Programs as Listed in OMB Circular A-133 Compliance Supplement

APPENDIX B: Members of the DHHS Executive Committee on Grants Administration Policy

I. FY 1998 GENERAL SUMMARY

Table of Contents

The Department of Health and Human Services is comprised of twelve operating divisions (OPDIVs) and a Program Support Center (PSC). The OPDIVs are:

ACF - Administration for Children and Families

AHCPR - Agency for Health Care Policy and Research

AoA - Administration on Aging

ATSDR - Agency for Toxic Substances and Disease Registry

CDC - Centers for Disease Control and Prevention

FDA - Food and Drug Administration

HCFA - Health Care Financing Administration

HRSA - Health Resources and Services Administration

IHS - Indian Health Service

NIH - National Institutes of Health

OS - Office of the Secretary

SAMHSA - Substance Abuse and Mental Health Services Administration

All grants awarded by the OPDIVs, the PSC, and the DHHS regional offices are included in this report. Because CDC issued ATSDR awards, the data for ATSDR awards have been included in the figures for CDC throughout this report.

This report provides grant award information under three sections: the General Summary, Mandatory Grant Awards, and Discretionary Grant Awards. Grant awards are considered to be financial assistance that provides support or stimulation to accomplish a public purpose. Awards include grants and other agreements in the form of money, or property in lieu of money, to an eligible recipient. This report does not include technical assistance, which provides services instead of money; other assistance in the form of loans, loan guarantees, interest subsidies, or insurance; direct payments of any kind to individuals; or contracts which are required to be entered into and administered under procurement laws and regulations.

Notes on Methodology

Table of Contents

The data in this report reflect awards made during FY 1998. The data will not necessarily agree with the FY 1998 budget and accounting records (e.g., Medicaid’s accounting adjustments) for several reasons. First, in some instances the data for awarded grants reflect, in addition to current year funds, the reobligations of prior years’ funds. Second, costs of furnishing personnel in lieu of cash are included in the grants data, but are recorded as personnel service costs in accounting records. Third, grants jointly funded are included in accounting records, but are not included herein unless awards are made by DHHS programs.

The amounts set forth in this report for each OPDIV may also differ from the amounts shown in the OPDIVs’ Budget Requests ["Preliminary Budget Submission to DHHS," the "Justification of Budget Estimates to OMB," and the "Justification of Estimates for Appropriations Committees"]. Percentages used throughout the report may not add up to exactly 100 percent due to rounding.

The number of grants is a count of projects or programs receiving grant funds (projects with a zero or negative total awarded during the fiscal year are bypassed). Therefore, the number of grants is less than a count of grant actions, since some projects received supplemental awards or received grants relating to more than one grantee budget period within FY 1998. This report on grants does not include scholarships to individuals.

DHHS Organizational Chart

Table of Contents

orgchart.jpg (117474 bytes)

DHHS Grant Awards by Operating Division

Table of Contents

FY 1998 TOTAL: $157,903,292,908

Highlights

In FY 1998 DHHS awarded nearly $158 billion in grants; this included both discretionary awards totaling over $19 billion, and mandatory awards totaling $138 billion.

HCFA, which administers the Medicaid Program, awarded 65 percent ($103.2 billion) of the total DHHS grant funds, representing only 1 percent of the total number of grants. ACF awarded the next highest percentage (22.5 percent, $35.4 billion) of the total DHHS grant funds, representing 11 percent of the total number of grants.

The other ten OPDIVs awarded between 0.01 and 6.5 percent of the remaining 12 percent of DHHS FY 1998 grant funds.

NIH awarded 67 percent (39,981) of the total number of DHHS grants in FY 1998, which is 53 percent of the discretionary grant funds, but only 6.5 percent of the total DHHS grant funds. The remaining OPDIVs awarded between 0.24 and 11.04 percent of the total number of grants.

OPDIV	GRANTS
	NUMBER	#%	DOLLARS	$%
TOTAL	59,689	100.00%	$157,903,292,908	100.00%
ACF	6,588	11.04%	$35,469,380,896	22.46%
AHCPR	373	0.62%	$64,305,612	0.04%
AOA	695	1.16%	$849,592,216	0.54%
CDC	2204	3.69%	$1,925,728,831	1.22%
FDA	144	0.24%	$21,642,729	0.01%
HCFA	689	1.15%	$103,180,260,789	65.34%
HRSA	6,400	10.72%	$3,395,880,020	2.15%
IHS	1,108	1.86%	$503,115,801	0.32%
NIH	39,981	66.98%	$10,295,685,376	6.52%
OS	288	0.48%	$245,773,932	0.16%
SAMHSA	1,219	2.04%	$1,951,926,706	1.24%

II. FY 1998 MANDATORY GRANT AWARDS

Table of Contents

FY 1998 TOTAL: $138,156,439,610

Mandatory Grant Awards by Grant Type

The DHHS mandatory grant awards comprise 87 percent of the total DHHS FY 1998 grant funds, but only nine percent of the total number of grant awards made in FY 1998. Mandatory grants are those that a Federal agency is required by statute to award if the recipient, usually a State, submits an acceptable State Plan or application, and meets the eligibility and compliance requirements of the statutory and regulatory provisions of the grant program. In the past, mandatory grants were sometimes referred to as "formula grants."

Mandatory grants include block grants, closed-ended grants, and open-ended entitlement grants.

Block: A type of mandatory grant where the recipients, normally States, have substantial authority over the type of activities to support, with minimal Federal administrative restrictions. The basic premise is that States should be free to target resources and design administrative mechanisms to provide services to meet the needs of their citizens.

Closed-Ended: A type of mandatory grant where the award constitutes an upper limit on the amount of funds the Federal Government may pay for program activities. The grants for State and community programs on aging, under Title III of the Older Americans Act are an example of closed-ended grants.

Open-Ended Entitlement: A type of mandatory grant where there is no upper limit on the amount of funds the Federal Government will pay for allowable services and activities, where the Federal Government pays a statutorily-required share of costs without dollar limits. The principal entitlement grants of the Social Security Act are: (1) Child Support Enforcement and Establishment of Paternity, (2) Foster Care and Adoption Assistance, and (3) Medical Assistance (Medicaid).

MANDATORY GRANT AWARDS
TYPES	NUMBER	#%	DOLLARS	$%
TOTAL	4,736	100.00%	$138,156,439,610	100.00%
BLOCK	1,439	30.38%	$26,412,289,341	19.12%
CLOSED-ENDED	2,483	52.43%	$6,323,027,924	4.58%
OPEN-ENDED ENTITLEMENT	814	17.19%	$105,421,122,345	76.31%

DHHS Grant Awards by State Location

Table of Contents

FY 1998 TOTAL: $137,491,601,486

Mandatory Grants to State Government Recipients

Highlights

The six states receiving the most DHHS grant funds (in billions) are New York ($17.8), California ($16.9), Texas (8.5), Pennsylvania ($6.5), Ohio ($5.6), and Florida ($5.3).

Mandatory Grants

STATE

NUMBER

DOLLARS

TOTAL

3,177

$137,491,601,486

ALABAMA
60

$2,068,020,065

ALASKA
60

$387,186,146

AMERICAN SAMOA
18

$8,161,489

ARIZONA
69

$1,894,175,815

ARKANSAS
56

$1,349,893,080

CALIFORNIA
71

$16,930,723,425

COLORADO
62

$1,248,082,840

CONNECTICUT
61

$1,989,400,634

DELAWARE
55

$311,750,912

DISTRICT OF COLUMBIA
58

$706,922,252

FLORIDA
66

$5,314,613,738

GEORGIA
59

$3,110,862,715

GUAM
30

$21,558,220

HAWAII
50

$488,149,392

IDAHO
54

$449,814,602

ILLINOIS
67

$5,201,053,657

INDIANA
52

$2,221,468,710

IOWA
60

$1,216,303,087

KANSAS
53

$923,148,198

KENTUCKY
57

$2,307,703,477

LOUISIANA
57

$2,601,746,685

MAINE
62

$937,663,772

MARYLAND
63

$2,063,727,229

MASSACHUSETTS
62

$3,573,994,694

MICHIGAN
61

$4,880,988,729

MINNESOTA
67

$2,182,814,376

MISSISSIPPI
54

$1,611,219,755

MISSOURI
58

$2,691,498,141

MONTANA
62

$373,514,625

NEBRASKA
58

$766,318,704

NEVADA
56

$428,476,523

NEW HAMPSHIRE
57

$510,777,516

NEW JERSEY
60

$3,947,659,309

NEW MEXICO
52

$978,681,558

NEW YORK
69

$17,863,869,737

NORTH CAROLINA
65

$3,895,907,358

NORTH DAKOTA
57

$326,467,327

NORTHERN MARIANA IS
21

$4,496,385

OHIO
58

$5,665,173,331

OKLAHOMA
57

$1,432,921,360

OREGON
62

$1,515,139,711

PENNSYLVANIA
59

$6,585,111,593

PUERTO RICO
48

$445,832,076

REPUBLIC OF PALAU
14

$3,088,954

RHODE ISLAND
58

$679,164,117

SOUTH CAROLINA
56

$1,997,039,622

SOUTH DAKOTA
57

$338,442,248

TENNESSEE
54

$3,102,042,389

TEXAS
60

$8,565,669,957

US VIRGIN ISLANDS
31

$19,276,670

UTAH
61

$742,790,170

VERMONT
55

$366,131,885

VIRGINIA
57

$1,719,898,392

WASHINGTON
61

$2,582,772,283

WEST VIRGINIA
60

$1,291,150,304

WISCONSIN
60

$2,462,686,397

WYOMING
50

$188,455,150

The next chart details mandatory grant awards received by State Government recipients sorted by operating division and state location. Note that five DHHS operating divisions did not make mandatory grant awards to State Government recipients during FY 1998. These are the Agency for Health Care Policy and Research, the Food and Drug Administration, the Indian Health Service, the Office of the Secretary, and the National Institutes of Health.

DHHS Grant Awards by Operating Division and State Location

Table of Contents

FY 1998 TOTAL: $137,491,601,486

Mandatory Grants to State Government Recipients

TOTAL
ACF

AOA

CDC

HCFA

HRSA

SAMHSA

STATE

NUMBER

DOLLARS

DOLLARS

DOLLARS

DOLLARS

DOLLARS

DOLLARS

DOLLARS

ALABAMA
60

$2,068,020,065

$244,684,322

$13,249,352

$1,529,327

$1,758,460,076

$26,863,108

$23,233,880

ALASKA
60

$387,186,146

$112,417,627

$4,101,713

$462,421

$265,512,090

$1,917,643

$2,774,652

AMERICAN SAMOA
18

$8,161,489

$2,804,901

$1,201,887

$44,381

$3,010,000

$634,736

$465,584

ARIZONA
69

$1,894,175,815

$424,796,418

$10,684,350

$1,230,421

$1,418,726,841

$14,558,645

$24,179,140

ARKANSAS
56

$1,349,893,080

$184,946,955

$9,039,560

$433,611

$1,129,056,813

$14,423,409

$11,992,732

CALIFORNIA
71

$16,930,723,425

$5,609,367,374

$76,663,971

$7,605,685

$10,917,155,491

$91,915,837

$228,015,067

COLORADO
62

$1,248,082,840

$300,038,464

$8,233,831

$1,223,012

$900,570,286

$14,635,880

$23,381,367

CONNECTICUT
61

$1,989,400,634

$450,322,730

$11,390,093

$1,348,899

$1,492,867,997

$14,620,296

$18,850,619

DELAWARE
55

$311,750,912

$73,807,490

$4,101,713

$293,356

$223,855,440

$4,949,877

$4,743,036

DISTRICT OF COLUMBIA
58

$706,922,252

$167,129,812

$4,101,713

$942,596

$513,886,969

$16,654,183

$4,206,979

FLORIDA
66

$5,314,613,738

$1,207,891,369

$51,978,393

$3,342,606

$3,955,006,202

$27,077,974

$69,317,194

GEORGIA
59

$3,110,862,715

$625,563,120

$16,370,996

$5,773,383

$2,383,732,998

$42,715,348

$36,706,870

GUAM
30

$21,558,220

$12,206,429

$2,050,859

$310,102

$5,089,859

$1,078,236

$822,735

HAWAII
50

$488,149,392

$155,545,775

$4,203,632

$1,365,730

$313,871,625

$5,236,609

$7,926,021

IDAHO
54

$449,814,602

$82,098,982

$4,181,031

$370,280

$352,160,752

$4,767,509

$6,236,048

ILLINOIS
67

$5,201,053,657

$1,352,361,718

$37,476,247

$2,684,941

$3,692,161,529

$46,924,570

$69,444,652

INDIANA
52

$2,221,468,710

$415,752,811

$17,676,670

$2,575,853

$1,731,222,469

$16,271,024

$37,969,883

IOWA
60

$1,216,303,087

$252,352,420

$11,001,815

$1,050,950

$926,332,294

$10,579,772

$14,985,836

KANSAS
53

$923,148,198

$194,028,023

$8,858,858

$1,771,235

$696,703,493

$8,379,171

$13,407,418

KENTUCKY
57

$2,307,703,477

$353,381,641

$12,125,039

$1,311,965

$1,900,913,537

$19,282,128

$20,689,167

LOUISIANA
57

$2,601,746,685

$393,018,250

$12,293,708

$5,075,488

$2,138,559,209

$25,460,988

$27,339,042

MAINE
62

$937,663,772

$159,353,426

$4,334,930

$772,933

$761,239,949

$5,330,511

$6,632,023

MARYLAND
63

$2,063,727,229

$500,902,939

$12,933,575

$1,813,293

$1,483,628,894

$30,620,592

$33,827,936

MASSACHUSETTS
62

$3,573,994,694

$789,704,877

$21,208,984

$2,522,775

$2,696,903,727

$25,218,808

$38,435,523

MICHIGAN
61

$4,880,988,729

$1,232,317,429

$28,180,635

$7,453,317

$3,519,066,552

$28,246,808

$65,723,988

MINNESOTA
67

$2,182,814,376

$546,322,338

$13,920,750

$2,270,925

$1,582,394,535

$13,284,004

$24,621,824

MISSISSIPPI
54

$1,611,219,755

$203,143,435

$8,444,893

$1,309,948

$1,366,192,866

$18,122,055

$14,006,558

MISSOURI
58

$2,691,498,141

$487,413,760

$18,387,898

$2,712,331

$2,138,172,248

$17,175,954

$27,635,950

MONTANA
62

$373,514,625

$86,443,069

$4,137,260

$569,180

$273,675,076

$4,083,405

$4,606,635

NEBRASKA
58

$766,318,704

$148,836,378

$5,922,772

$1,366,734

$595,560,041

$6,965,695

$7,667,084

NEVADA
56

$428,476,523

$109,508,880

$4,306,798

$411,481

$299,510,370

$5,954,841

$8,784,153

NEW HAMPSHIRE
57

$510,777,516

$94,749,326

$4,188,814

$1,757,638

$400,912,043

$3,124,290

$6,045,405

NEW JERSEY
60

$3,947,659,309

$790,746,045

$26,528,437

$2,797,040

$3,063,333,221

$15,558,790

$48,695,776

NEW MEXICO
52

$978,681,558

$203,093,984

$4,292,719

$1,194,514

$752,356,531

$9,238,456

$8,505,354

NEW YORK
69

$17,863,869,737

$3,868,185,266

$62,724,611

$6,604,556

$13,673,433,910

$143,529,348

$109,392,046

NORTH CAROLINA
65

$3,895,907,358

$705,872,752

$19,533,419

$3,940,265

$3,099,722,290

$30,726,378

$36,112,254

NORTH DAKOTA
57

$326,467,327

$67,527,984

$4,102,321

$242,989

$248,214,368

$2,719,665

$3,660,000

NORTHERN MARIANA IS
21

$4,496,385

$1,918,863

$517,965

$67,115

$1,682,688

$0

$309,754

OHIO
58

$5,665,173,331

$1,401,875,829

$35,750,064

$4,288,716

$4,114,946,944

$32,246,400

$76,065,378

OKLAHOMA
57

$1,432,921,360

$289,510,721

$11,047,652

$961,915

$1,098,188,207

$15,226,124

$17,986,741

OREGON
62

$1,515,139,711

$319,626,605

$9,442,281

$1,182,527

$1,155,184,941

$11,779,738

$17,923,619

PENNSYLVANIA
59

$6,585,111,593

$1,505,980,848

$46,264,090

$4,539,137

$4,910,271,218

$50,433,294

$67,623,006

PUERTO RICO
48

$445,832,076

$189,532,280

$7,944,482

$1,477,215

$186,625,300

$39,043,141

$21,209,658

REPUBLIC OF PALAU
14

$3,088,954

$7,883

$0

$320,711

$0

$1,756,104

$1,004,256

RHODE ISLAND
58

$679,164,117

$147,177,532

$4,228,853

$435,200

$517,117,924

$4,418,267

$5,786,341

SOUTH CAROLINA
56

$1,997,039,622

$236,297,616

$9,627,654

$1,209,951

$1,706,144,214

$23,767,702

$19,992,485

SOUTH DAKOTA
57

$338,442,248

$49,945,563

$4,117,104

$348,241

$277,197,421

$3,334,834

$3,499,085

TENNESSEE
54

$3,102,042,389

$437,155,551

$15,650,818

$1,633,054

$2,562,489,109

$58,788,046

$26,325,811

TEXAS
60

$8,565,669,957

$1,261,908,662

$43,149,809

$4,515,497

$7,063,138,347

$86,410,628

$106,547,014

US VIRGIN ISLANDS
31

$19,276,670

$8,994,427

$2,050,859

$139,579

$5,518,199

$1,932,767

$640,839

UTAH
61

$742,790,170

$181,695,346

$4,281,984

$878,457

$533,043,098

$10,226,100

$12,665,185

VERMONT
55

$366,131,885

$86,129,257

$4,101,713

$251,884

$269,430,107

$2,785,191

$3,433,733

VIRGINIA
57

$1,719,898,392

$390,290,679

$16,404,110

$2,048,726

$1,256,642,353

$16,609,457

$37,903,067

WASHINGTON
61

$2,582,772,283

$646,472,178

$13,840,065

$1,181,619

$1,873,302,882

$12,475,181

$35,500,358

WEST VIRGINIA
60

$1,291,150,304

$195,202,988

$7,163,960

$820,820

$1,067,417,501

$10,010,058

$10,534,977

WISCONSIN
60

$2,462,686,397

$642,796,187

$16,513,800

$1,876,067

$1,754,150,896

$18,357,467

$28,991,980

WYOMING
50

$188,455,150

$46,915,360

$4,101,713

$417,986

$132,820,417

$1,877,953

$2,321,721

TOTAL

3,177

$137,491,601,486

$30,648,072,894

$820,333,223

$107,080,578

$103,158,484,357

$1,170,324,995

$1,587,305,439

DHHS Grant Awards to Non-State Government Recipients

Table of Contents

FY 1998 TOTAL: $664,838,124

Mandatory Grants by Recipient Type

Although most mandatory grants are awarded to States, some are awarded to other types of recipients. The chart below provides information about the DHHS mandatory grant awards to five different recipient type categories in FY 1998.

The non-State government recipient category that received the most funds ($579,854,051) under mandatory grant awards is the "Government Organizations" category. This category includes local government recipients, including city and county government organizations and Indian Tribal Councils.

Mandatory grants awarded to the "Private Health and Social Services Organizations" category include grants to nursing homes, rehabilitation organizations (other than criminal), community action organizations, and other health and social services organizations.

Mandatory Grants for Other Than State Government Recipients

RECIPIENT CATEGORY

DOLLARS

Educational and Research Organizations
$34,611,674

Government Organizations
$579,854,051

Hospitals
$14,186,922

Private Health and Social Services Organizations
$19,072,209

Other (Including Individuals)
$17,113,268

TOTAL Non-State Government Recipients
$664,838,124

III. FY 1998 DISCRETIONARY GRANT AWARDS

Table of Contents

FY 1998 TOTAL: $19,746,853,298

Discretionary Grant Awards by Grant Type

The DHHS discretionary grant awards comprise only 12 percent of the total DHHS FY 1998 grant funds, but they account for 92 percent of the total number of DHHS grant awards made in FY 1998. Discretionary grants are those that permit the Federal government, according to specific authorizing legislation, to exercise judgment, or "discretion," in selecting the applicant/recipient organization, through a competitive grant process. The types of activities commonly supported by discretionary grants include demonstration, research, training, service, and construction projects or programs. Discretionary grants are sometimes referred to as "project grants."

In this report, grants awarded as a cooperative agreement are included in the charts summarizing discretionary grant awards. A cooperative agreement is an award instrument of financial assistance where "substantial involvement" is anticipated between the DHHS awarding agency and the recipient during performance of the project or activity. This means that the recipient can expect Federal programmatic collaboration or participation in managing the award.

Discretionary Grants – account for 10.7 percent of the total DHHS FY 1998 grant funds, and 85.0 percent of the total number of DHHS FY 1998 grants.

Cooperative Agreements – account for only 1.5 percent of the total DHHS FY 1998 grant funds, and 7.0 percent of the total number of DHHS FY 1998 grants.

DISCRETIONARY GRANT AWARDS

TYPES

NUMBER

#%

DOLLARS

$%

TOTAL

54,953

100.00%

$19,746,853,298

100.00%

DISCRETIONARY
50,775

92.40%

$17,412,755,030

88.18%

COOPERATIVE AGREEMENT
4,178

7.60%

$2,334,098,268

11.82%

DHHS Grant Awards by Major Activity Type

Table of Contents

FY 1998 TOTAL: $19,746,853,298

Discretionary Grants by Major Activity Type

DISCRETIONARY GRANTS

ACTIVITY TYPE

NUMBER

DOLLARS

TOTAL

54,953

$19,746,853,298

RESEARCH
34,887

$10,458,756,155

SERVICES
9,321

$8,047,104,080

TRAINING
6,804

$1,027,688,614

OTHER
3,941

$213,304,449

Highlights

The Tracking Accountability in Government Grants System (TAGGS) uses 16 activity types to describe the nature of the grant being funded. For the purpose of this report, these 16 have been grouped into four major activity types:

Research (54 percent of FY 1998 discretionary grant funds and 63 percent of the number of discretionary awards): These awards support traditional research projects by individual investigators, as well as broadly-based traditional research; multi disciplinary research programs; general and categorical research centers and research resources; research career programs of NIH; and general research support to grantee institutions to strengthen research activities.

Services (39 percent of FY 1998 discretionary grant funds and 17 percent of the number of discretionary awards): Includes grant programs for the delivery of health services; treatment and rehabilitation programs; education and information programs; and programs for the detection of health problems.

Training (Five percent of FY 1998 discretionary grant funds and 12 percent of the number of discretionary awards): Includes research training programs; applied training programs and traineeships; education projects; general educational support to health professions schools through capitation and other programs; and the research career programs of HRSA.

Other (One percent of FY 1998 discretionary grant funds and 7 percent of the number of discretionary awards): Includes construction projects; grants for the planning and development of health programs and health resources; evaluations; and health infrastructure awards.

DHHS Grant Awards by All Activity Types

Table of Contents

FY 1998 TOTAL: $19,746,853,298

Discretionary Grants by Activity Type

DISCRETIONARY GRANTS

ACTIVITY TYPE

NUMBER

DOLLARS

DISCRETIONARY GRANTS TOTAL

54,953

$19,746,853,298

RESEARCH TOTAL
34,887

$10,458,756,155

KDA
(KNOWLEDGE/DEVELOPMENT/APPLICATION)

516

$215,461,887

SCIENTIFIC/HEALTH RESEARCH (INCLUDES
SURVEYS)

34,253

$10,224,563,427

SOCIAL SCIENCE RESEARCH (INCLUDES
SURVEYS)

118

$18,730,841

SERVICES TOTAL
9,321

$8,047,104,080

SOCIAL SERVICES
3,078

$4,469,826,116

DEMONSTRATION
1,436

$612,630,317

HEALTH SERVICES
4,807

$2,964,647,647

TRAINING TOTAL
6,804

$1,027,688,614

TRAINING/TRAINEESHIP
6,744

$1,013,302,771

CONFERENCES (INFORMATION TRANSFER/TECHNOLOGY TRANSFER)
20

$888,593

TECHNICAL ASSISTANCE
40

$13,497,250

OTHER TOTAL
3,941

$213,304,449

FELLOWSHIP/SCHOLARSHIP
3,585

$112,631,009

CONSTRUCTION
31

$35,059,092

EVALUATION
96

$25,222,169

PLANNING
145

$15,199,462

OTHER
84

$25,192,717

DHHS Grant Awards by Operating Division and Major Activity Type

Table of Contents

FY 1998 TOTAL: $19,746,853,298
Discretionary Grants by OPDIV and Activity Type

Highlights

Over half of the DHHS discretionary grant funds in FY 1998 (53 percent, $10.3 billion) was awarded by NIH in support of research programs.

The second largest category of DHHS discretionary grant funds in FY 1998 went to support health and/or social services programs (39 percent, $7.5 billion).

Mandatory Grants
STATE	NUMBER	DOLLARS
TOTAL	3,177	$137,491,601,486
ALABAMA	60	$2,068,020,065
ALASKA	60	$387,186,146
AMERICAN SAMOA	18	$8,161,489
ARIZONA	69	$1,894,175,815
ARKANSAS	56	$1,349,893,080
CALIFORNIA	71	$16,930,723,425
COLORADO	62	$1,248,082,840
CONNECTICUT	61	$1,989,400,634
DELAWARE	55	$311,750,912
DISTRICT OF COLUMBIA	58	$706,922,252
FLORIDA	66	$5,314,613,738
GEORGIA	59	$3,110,862,715
GUAM	30	$21,558,220
HAWAII	50	$488,149,392
IDAHO	54	$449,814,602
ILLINOIS	67	$5,201,053,657
INDIANA	52	$2,221,468,710
IOWA	60	$1,216,303,087
KANSAS	53	$923,148,198
KENTUCKY	57	$2,307,703,477
LOUISIANA	57	$2,601,746,685
MAINE	62	$937,663,772
MARYLAND	63	$2,063,727,229
MASSACHUSETTS	62	$3,573,994,694
MICHIGAN	61	$4,880,988,729
MINNESOTA	67	$2,182,814,376
MISSISSIPPI	54	$1,611,219,755
MISSOURI	58	$2,691,498,141
MONTANA	62	$373,514,625
NEBRASKA	58	$766,318,704
NEVADA	56	$428,476,523
NEW HAMPSHIRE	57	$510,777,516
NEW JERSEY	60	$3,947,659,309
NEW MEXICO	52	$978,681,558
NEW YORK	69	$17,863,869,737
NORTH CAROLINA	65	$3,895,907,358
NORTH DAKOTA	57	$326,467,327
NORTHERN MARIANA IS	21	$4,496,385
OHIO	58	$5,665,173,331
OKLAHOMA	57	$1,432,921,360
OREGON	62	$1,515,139,711
PENNSYLVANIA	59	$6,585,111,593
PUERTO RICO	48	$445,832,076
REPUBLIC OF PALAU	14	$3,088,954
RHODE ISLAND	58	$679,164,117
SOUTH CAROLINA	56	$1,997,039,622
SOUTH DAKOTA	57	$338,442,248
TENNESSEE	54	$3,102,042,389
TEXAS	60	$8,565,669,957
US VIRGIN ISLANDS	31	$19,276,670
UTAH	61	$742,790,170
VERMONT	55	$366,131,885
VIRGINIA	57	$1,719,898,392
WASHINGTON	61	$2,582,772,283
WEST VIRGINIA	60	$1,291,150,304
WISCONSIN	60	$2,462,686,397
WYOMING	50	$188,455,150

		TOTAL	ACF	AOA	CDC	HCFA	HRSA	SAMHSA
STATE	NUMBER	DOLLARS	DOLLARS	DOLLARS	DOLLARS	DOLLARS	DOLLARS	DOLLARS
ALABAMA	60	$2,068,020,065	$244,684,322	$13,249,352	$1,529,327	$1,758,460,076	$26,863,108	$23,233,880
ALASKA	60	$387,186,146	$112,417,627	$4,101,713	$462,421	$265,512,090	$1,917,643	$2,774,652
AMERICAN SAMOA	18	$8,161,489	$2,804,901	$1,201,887	$44,381	$3,010,000	$634,736	$465,584
ARIZONA	69	$1,894,175,815	$424,796,418	$10,684,350	$1,230,421	$1,418,726,841	$14,558,645	$24,179,140
ARKANSAS	56	$1,349,893,080	$184,946,955	$9,039,560	$433,611	$1,129,056,813	$14,423,409	$11,992,732
CALIFORNIA	71	$16,930,723,425	$5,609,367,374	$76,663,971	$7,605,685	$10,917,155,491	$91,915,837	$228,015,067
COLORADO	62	$1,248,082,840	$300,038,464	$8,233,831	$1,223,012	$900,570,286	$14,635,880	$23,381,367
CONNECTICUT	61	$1,989,400,634	$450,322,730	$11,390,093	$1,348,899	$1,492,867,997	$14,620,296	$18,850,619
DELAWARE	55	$311,750,912	$73,807,490	$4,101,713	$293,356	$223,855,440	$4,949,877	$4,743,036
DISTRICT OF COLUMBIA	58	$706,922,252	$167,129,812	$4,101,713	$942,596	$513,886,969	$16,654,183	$4,206,979
FLORIDA	66	$5,314,613,738	$1,207,891,369	$51,978,393	$3,342,606	$3,955,006,202	$27,077,974	$69,317,194
GEORGIA	59	$3,110,862,715	$625,563,120	$16,370,996	$5,773,383	$2,383,732,998	$42,715,348	$36,706,870
GUAM	30	$21,558,220	$12,206,429	$2,050,859	$310,102	$5,089,859	$1,078,236	$822,735
HAWAII	50	$488,149,392	$155,545,775	$4,203,632	$1,365,730	$313,871,625	$5,236,609	$7,926,021
IDAHO	54	$449,814,602	$82,098,982	$4,181,031	$370,280	$352,160,752	$4,767,509	$6,236,048
ILLINOIS	67	$5,201,053,657	$1,352,361,718	$37,476,247	$2,684,941	$3,692,161,529	$46,924,570	$69,444,652
INDIANA	52	$2,221,468,710	$415,752,811	$17,676,670	$2,575,853	$1,731,222,469	$16,271,024	$37,969,883
IOWA	60	$1,216,303,087	$252,352,420	$11,001,815	$1,050,950	$926,332,294	$10,579,772	$14,985,836
KANSAS	53	$923,148,198	$194,028,023	$8,858,858	$1,771,235	$696,703,493	$8,379,171	$13,407,418
KENTUCKY	57	$2,307,703,477	$353,381,641	$12,125,039	$1,311,965	$1,900,913,537	$19,282,128	$20,689,167
LOUISIANA	57	$2,601,746,685	$393,018,250	$12,293,708	$5,075,488	$2,138,559,209	$25,460,988	$27,339,042
MAINE	62	$937,663,772	$159,353,426	$4,334,930	$772,933	$761,239,949	$5,330,511	$6,632,023
MARYLAND	63	$2,063,727,229	$500,902,939	$12,933,575	$1,813,293	$1,483,628,894	$30,620,592	$33,827,936
MASSACHUSETTS	62	$3,573,994,694	$789,704,877	$21,208,984	$2,522,775	$2,696,903,727	$25,218,808	$38,435,523
MICHIGAN	61	$4,880,988,729	$1,232,317,429	$28,180,635	$7,453,317	$3,519,066,552	$28,246,808	$65,723,988
MINNESOTA	67	$2,182,814,376	$546,322,338	$13,920,750	$2,270,925	$1,582,394,535	$13,284,004	$24,621,824
MISSISSIPPI	54	$1,611,219,755	$203,143,435	$8,444,893	$1,309,948	$1,366,192,866	$18,122,055	$14,006,558
MISSOURI	58	$2,691,498,141	$487,413,760	$18,387,898	$2,712,331	$2,138,172,248	$17,175,954	$27,635,950
MONTANA	62	$373,514,625	$86,443,069	$4,137,260	$569,180	$273,675,076	$4,083,405	$4,606,635
NEBRASKA	58	$766,318,704	$148,836,378	$5,922,772	$1,366,734	$595,560,041	$6,965,695	$7,667,084

NEVADA	56	$428,476,523	$109,508,880	$4,306,798	$411,481	$299,510,370	$5,954,841	$8,784,153
NEW HAMPSHIRE	57	$510,777,516	$94,749,326	$4,188,814	$1,757,638	$400,912,043	$3,124,290	$6,045,405
NEW JERSEY	60	$3,947,659,309	$790,746,045	$26,528,437	$2,797,040	$3,063,333,221	$15,558,790	$48,695,776
NEW MEXICO	52	$978,681,558	$203,093,984	$4,292,719	$1,194,514	$752,356,531	$9,238,456	$8,505,354
NEW YORK	69	$17,863,869,737	$3,868,185,266	$62,724,611	$6,604,556	$13,673,433,910	$143,529,348	$109,392,046
NORTH CAROLINA	65	$3,895,907,358	$705,872,752	$19,533,419	$3,940,265	$3,099,722,290	$30,726,378	$36,112,254
NORTH DAKOTA	57	$326,467,327	$67,527,984	$4,102,321	$242,989	$248,214,368	$2,719,665	$3,660,000
NORTHERN MARIANA IS	21	$4,496,385	$1,918,863	$517,965	$67,115	$1,682,688	$0	$309,754
OHIO	58	$5,665,173,331	$1,401,875,829	$35,750,064	$4,288,716	$4,114,946,944	$32,246,400	$76,065,378
OKLAHOMA	57	$1,432,921,360	$289,510,721	$11,047,652	$961,915	$1,098,188,207	$15,226,124	$17,986,741
OREGON	62	$1,515,139,711	$319,626,605	$9,442,281	$1,182,527	$1,155,184,941	$11,779,738	$17,923,619
PENNSYLVANIA	59	$6,585,111,593	$1,505,980,848	$46,264,090	$4,539,137	$4,910,271,218	$50,433,294	$67,623,006
PUERTO RICO	48	$445,832,076	$189,532,280	$7,944,482	$1,477,215	$186,625,300	$39,043,141	$21,209,658
REPUBLIC OF PALAU	14	$3,088,954	$7,883	$0	$320,711	$0	$1,756,104	$1,004,256
RHODE ISLAND	58	$679,164,117	$147,177,532	$4,228,853	$435,200	$517,117,924	$4,418,267	$5,786,341
SOUTH CAROLINA	56	$1,997,039,622	$236,297,616	$9,627,654	$1,209,951	$1,706,144,214	$23,767,702	$19,992,485
SOUTH DAKOTA	57	$338,442,248	$49,945,563	$4,117,104	$348,241	$277,197,421	$3,334,834	$3,499,085
TENNESSEE	54	$3,102,042,389	$437,155,551	$15,650,818	$1,633,054	$2,562,489,109	$58,788,046	$26,325,811
TEXAS	60	$8,565,669,957	$1,261,908,662	$43,149,809	$4,515,497	$7,063,138,347	$86,410,628	$106,547,014
US VIRGIN ISLANDS	31	$19,276,670	$8,994,427	$2,050,859	$139,579	$5,518,199	$1,932,767	$640,839
UTAH	61	$742,790,170	$181,695,346	$4,281,984	$878,457	$533,043,098	$10,226,100	$12,665,185
VERMONT	55	$366,131,885	$86,129,257	$4,101,713	$251,884	$269,430,107	$2,785,191	$3,433,733
VIRGINIA	57	$1,719,898,392	$390,290,679	$16,404,110	$2,048,726	$1,256,642,353	$16,609,457	$37,903,067
WASHINGTON	61	$2,582,772,283	$646,472,178	$13,840,065	$1,181,619	$1,873,302,882	$12,475,181	$35,500,358
WEST VIRGINIA	60	$1,291,150,304	$195,202,988	$7,163,960	$820,820	$1,067,417,501	$10,010,058	$10,534,977
WISCONSIN	60	$2,462,686,397	$642,796,187	$16,513,800	$1,876,067	$1,754,150,896	$18,357,467	$28,991,980
WYOMING	50	$188,455,150	$46,915,360	$4,101,713	$417,986	$132,820,417	$1,877,953	$2,321,721
TOTAL	3,177	$137,491,601,486	$30,648,072,894	$820,333,223	$107,080,578	$103,158,484,357	$1,170,324,995	$1,587,305,439

Mandatory Grants for Other Than State Government Recipients
RECIPIENT CATEGORY	DOLLARS
Educational and Research Organizations	$34,611,674
Government Organizations	$579,854,051
Hospitals	$14,186,922
Private Health and Social Services Organizations	$19,072,209
Other (Including Individuals)	$17,113,268
TOTAL Non-State Government Recipients	$664,838,124

DISCRETIONARY GRANT AWARDS
TYPES	NUMBER	#%	DOLLARS	$%
TOTAL	54,953	100.00%	$19,746,853,298	100.00%
DISCRETIONARY	50,775	92.40%	$17,412,755,030	88.18%
COOPERATIVE AGREEMENT	4,178	7.60%	$2,334,098,268	11.82%

DISCRETIONARY GRANTS
ACTIVITY TYPE	NUMBER	DOLLARS
TOTAL	54,953	$19,746,853,298
RESEARCH	34,887	$10,458,756,155
SERVICES	9,321	$8,047,104,080
TRAINING	6,804	$1,027,688,614
OTHER	3,941	$213,304,449