FOREWORD

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This is the second annual summary report on all grants awarded by the Department of Health and Human Services (DHHS). The purpose of the report is to provide an overview of the different grant programs administered by DHHS operating divisions.

The report has three parts: a summary of all grants awarded, a section on mandatory grant awards, and a section on discretionary grant awards. The mandatory grants include block, closed-ended, and open-ended entitlement grants. Grants awarded as cooperative agreements are included in the section on discretionary grants.

The summaries of grants information are generated from the Department’s Tracking Accountability in Government Grants System (TAGGS), which is composed of data submitted by the DHHS operating divisions’ (OPDIV) grants information systems. For various reasons, including the fact that some OPDIVs may award grants with funds appropriated for other OPDIVs, the amounts shown for each OPDIV will differ from the amounts shown in OPDIV Budget Requests.

In the health area, our Medicaid program, a jointly-funded Federal-State health insurance program, assists States in the provision of adequate medical care for low-income people, and includes the new Children’s Health Insurance Program (CHIP). Other health programs encompass biomedical research, training of biomedical research scientists and health professionals, support of health professional schools, development and delivery of health services, disease prevention and health promotion programs, and construction of research, educational and health facilities.

Our social service programs provide support to every group of Americans, including children, youth, families, and the elderly. Social service programs include temporary assistance to needy families, assistance to refugees, enforcement of child support payment orders, foster care and adoption, prevention of child abuse and neglect, Indian tribal services, and Head Start programs.

 

DEPARTMENT OF HEALTH AND HUMAN SERVICES

Office of the Assistant Secretary for Management and Budget

Office of Grants and Acquisition Management

 

Table of Contents

 

Foreword

Table of Contents

I. FY 1997 General Summary

Notes on Methodology

DHHS Organizational Chart

DHHS Grant Awards by Operating Division

II. FY 1997 Mandatory Grant Awards

DHHS Grant Awards by State Location

DHHS Grant Awards by Operating Division and State Location

DHHS Grant Awards to Non-State Government Recipients

III. FY 1997 Discretionary Grant Awards

DHHS Grant Awards by Major Activity Type

DHHS Grant Awards by All Activity Types

DHHS Grant Awards by Operating Division / Major Activity Type

DHHS Grant Awards by Major Recipient Type

DHHS Grant Awards by All Recipient Types

The Fifty Recipients Receiving the Most DHHS Grant Funds

APPENDIX: Members of the DHHS Executive Committee on Grants Administration Policy

I. FY 1997 GENERAL SUMMARY

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The Department of Health and Human Services is comprised of twelve operating divisions (OPDIVs) and a Program Support Center (PSC). The OPDIVs are:

ACF -Administration for Children and Families
AHCPR -Agency for Health Care Policy and Research
AoA -Administration on Aging
ATSDR -Agency for Toxic Substances and Disease Registry
CDC -Centers for Disease Control and Prevention
FDA -Food and Drug Administration
HCFA -Health Care Financing Administration
HRSA -Health Resources and Services Administration
HIS -Indian Health Service
NIH -National Institutes of Health
OS -Office of the Secretary
SAMHSA -Substance Abuse and Mental Health Services Administration

 

 

All grants awarded by the OPDIVs, the PSC, and the DHHS regional offices are included in this report. Because CDC issued ATSDR awards, the data for ATSDR awards have been included in the figures for CDC throughout this report.

This report provides grant award information under three sections: the General Summary, Mandatory Grant Awards, and Discretionary Grant Awards. Grant awards are considered to be financial assistance that provides support or stimulation to accomplish a public purpose. Awards include grants and other agreements in the form of money, or property in lieu of money, to an eligible recipient. This report does not include technical assistance, which provides services instead of money; other assistance in the form of loans, loan guarantees, interest subsidies, or insurance; direct payments of any kind to individuals; or contracts which are required to be entered into and administered under procurement laws and regulations.

 

 

Notes on Methodology

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The data in this report reflect awards made during FY 1997. The data will not necessarily agree with the FY 1997 budget and accounting records (e.g., Medicaid’s accounting adjustments) for several reasons. First, in some instances the data for awarded grants reflect, in addition to current year funds, the reobligations of prior years’ funds. Second, costs of furnishing personnel in lieu of cash are included in the grants data, but are recorded as personnel service costs in accounting records. Third, grants jointly funded are included in accounting records, but are not included herein unless awards are made by DHHS programs.

The amounts set forth in this report for each OPDIV may also differ from the amounts shown in the OPDIVs’ Budget Requests ["Preliminary Budget Submission to DHHS," the "Justification of Budget Estimates to OMB," and the "Justification of Estimates for Appropriations Committees"]. Percentages used throughout the report may not add up to exactly 100 percent due to rounding.

The number of grants is a count of projects or programs receiving grant funds (projects with a zero or negative total awarded during the fiscal year are bypassed). Therefore, the number of grants is less than a count of grant actions, since some projects received supplemental awards or received grants relating to more than one grantee budget period within FY 1997.

DHHS Grant Awards by Operating Division

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FY 1997 TOTAL: $144,026,816,587

  

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Highlights
  • In FY 1997 DHHS awarded $144 billion in grants; this included both discretionary awards totaling $18 billion, and mandatory awards totaling $126 billion.

  • HCFA, which administers the Medicaid Program, awarded 66 percent ($95.3 billion) of the total DHHS grant funds, representing only 1 percent of the total number of grants. ACF awarded the next highest percentage (21.5 percent, $30.9 billion) of the total DHHS grant funds, representing 12 percent of the total number of grants.

  • The other ten OPDIVs awarded between 0.01 and 6.6 percent of the remaining 12.5 percent of DHHS FY 1997 grant funds.

  • NIH awarded 66 percent (37,246) of the total number of DHHS grants in FY 1997, which is 53 percent of the discretionary grant funds, but only 6.6 percent of the total DHHS grant funds. The remaining OPDIVs awarded between 0.3 and 12.3 percent of the total number of grants.

 

OPDIV

GRANTS

NUMBER

#%

DOLLARS

$%

TOTAL

56,708

100.00%

$144,026,816,587

100.00%

ACF

6,995

12.34%

$30,887,743,994

21.45%

AHCPR

231

0.41%

$65,909,170

0.05%

AOA

726

1.28%

$818,792,981

0.57%

CDC

2,336

4.12%

$1,885,976,876

1.31%

FDA

169

0.30%

$19,132,380

0.01%

HCFA

567

1.00%

$95,272,232,901

66.15%

HRSA

6,025

10.62%

$2,901,519,021

2.01%

IHS

979

1.73%

$403,031,179

0.28%

NIH

37,246

65.68%

$9,548,985,129

6.63%

OS

285

0.50%

$242,120,276

0.17%

SAMHSA

1,149

2.03%

$1,981,372,680

1.38%

 

II. FY 1997 MANDATORY GRANT AWARDS

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FY 1997 TOTAL: $125,985,320,552

Mandatory Grant Awards by Grant Type

The DHHS mandatory grant awards comprise 88 percent of the total DHHS FY 1997 grant funds, but only nine percent of the total number of grant awards made in FY 1997. Mandatory grants are those that a Federal agency is required by statute to award if the recipient, usually a State, submits an acceptable State Plan or application, and meets the eligibility and compliance requirements of the statutory and regulatory provisions of the grant program. In the past, mandatory grants were sometimes referred to as "formula grants."

Mandatory grants include block grants, closed-ended grants, and open-ended entitlement grants.

 

MANDATORY GRANT AWARDS

TYPES

NUMBER

#%

DOLLARS

$%

TOTAL

4,902

100.00%

$125,985,320,552

100.00%

BLOCK

796

16.24%

$6,895,143,780

5.47%

CLOSED-ENDED

2,550

52.02%

$8,558,328,764

6.79%

OPEN-ENDED ENTITLEMENT

1,556

31.74%

$110,531,848,008

87.73%

 

 

DHHS Grant Awards by State Location

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FY 1997 TOTAL: $125,184,011,971

Mandatory Grants to State Government Recipients

 

Highlights

  • The six states receiving the most DHHS grant funds (in billions) are New York ($16.3), California ($13.1), Texas (7.6), Pennsylvania ($6.2), Ohio ($5.2), and Illinois ($5.0).

 

Mandatory Grants

STATE

NUMBER

DOLLARS

TOTAL

3,147

$125,184,011,971

ALABAMA

68

$1,849,505,283

ALASKA

48

$322,447,597

AMERICAN SAMOA

20

$6,949,368

ARIZONA

57

$1,697,551,721

ARKANSAS

55

$1,182,760,778

CALIFORNIA

59

$13,073,238,354

COLORADO

66

$1,272,851,855

CONNECTICUT

63

$1,948,125,439

DELAWARE

60

$328,935,338

DISTRICT OF COLUMBIA

60

$821,543,939

FLORIDA

58

$4,825,302,920

GEORGIA

61

$3,023,411,600

GUAM

39

$18,795,179

HAWAII

59

$563,988,989

IDAHO

54

$385,857,162

ILLINOIS

65

$5,008,935,086

INDIANA

52

$2,048,180,196

IOWA

56

$1,093,294,614

KANSAS

55

$865,673,037

KENTUCKY

57

$2,077,810,288

LOUISIANA

54

$2,928,790,028

MAINE

62

$859,455,418

MARYLAND

57

$2,030,007,392

MASSACHUSETTS

63

$3,089,054,264

MICHIGAN

56

$4,240,704,695

MINNESOTA

67

$2,265,406,614

MISSISSIPPI

56

$1,571,021,429

MISSOURI

61

$2,586,733,958

MONTANA

56

$426,169,342

NEBRASKA

62

$657,206,059

NEVADA

59

$358,666,432

NEW HAMPSHIRE

58

$525,095,836

NEW JERSEY

60

$3,940,979,501

NEW MEXICO

51

$1,008,630,506

NEW YORK

68

$16,329,909,825

NORTH CAROLINA

59

$3,597,529,436

NORTH DAKOTA

53

$302,914,481

NORTHERN MARIANA IS

28

$5,814,903

OHIO

65

$5,151,783,213

OKLAHOMA

57

$1,215,458,839

OREGON

59

$1,344,900,516

PENNSYLVANIA

56

$6,240,548,311

PUERTO RICO

47

$381,318,038

REP-MARSHALL ISLAND

4

$550,524

REPUBLIC OF PALAU

5

$756,253

RHODE ISLAND

51

$592,045,385

SOUTH CAROLINA

64

$1,821,346,824

SOUTH DAKOTA

54

$278,563,417

TENNESSEE

61

$2,832,623,384

TEXAS

60

$7,588,440,025

US VIRGIN ISLANDS

26

$14,884,810

UTAH

59

$716,561,680

VERMONT

53

$329,552,450

VIRGINIA

59

$1,648,206,056

WASHINGTON

60

$2,379,814,198

WEST VIRGINIA

58

$1,103,961,107

WISCONSIN

64

$2,231,994,049

WYOMING

43

$171,454,030

 

  

The next chart details mandatory grant awards received by State Government recipients sorted by operating division and state location. Note that five DHHS operating divisions did not make mandatory grant awards to State Government recipients during FY 1997. These are the Agency for Health Care Policy and Research, the Food and Drug Administration, the Indian Health Service, the Office of the Secretary, and the National Institutes of Health.

 

 

DHHS Grant Awards by Operating Division and State Location

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FY 1997 TOTAL: $125,184,011,971

Mandatory Grants to State Government Recipients

 

TOTAL

ACF

AOA

CDC

HCFA

HRSA

SAMHSA

STATE

NUMBER

DOLLARS

DOLLARS

DOLLARS

DOLLARS

DOLLARS

DOLLARS

DOLLARS

ALABAMA

68

$1,849,505,283

$232,558,658

$12,839,217

$3,046,508

$1,561,719,545

$16,399,915

$22,941,440

ALASKA

48

$322,447,597

$82,305,879

$3,975,075

$624,263

$231,304,059

$1,463,669

$2,774,652

AMERICAN SAMOA

20

$6,949,368

$2,383,977

$1,199,923

$90,995

$2,440,000

$508,131

$326,342

ARIZONA

57

$1,697,551,721

$425,988,944

$10,180,897

$2,369,024

$1,224,463,825

$10,369,891

$24,179,140

ARKANSAS

55

$1,182,760,778

$158,465,643

$8,776,103

$1,720,536

$992,358,019

$9,447,745

$11,992,732

CALIFORNIA

59

$13,073,238,354

$3,565,383,348

$74,106,681

$14,763,609

$9,152,667,738

$40,946,291

$225,370,687

COLORADO

66

$1,272,851,855

$406,000,122

$7,921,053

$2,403,239

$821,932,533

$11,213,541

$23,381,367

CONNECTICUT

63

$1,948,125,439

$550,068,336

$11,069,423

$2,711,408

$1,352,817,376

$12,608,277

$18,850,619

DELAWARE

60

$328,935,338

$84,791,922

$3,993,154

$381,691

$231,145,742

$3,879,793

$4,743,036

DISTRICT OF COLUMBIA

60

$821,543,939

$267,694,036

$3,987,495

$117,741

$548,727,798

$402,271

$614,598

FLORIDA

58

$4,825,302,920

$1,137,744,599

$50,120,975

$6,435,966

$3,516,346,866

$45,618,320

$69,036,194

GEORGIA

61

$3,023,411,600

$616,620,203

$15,799,826

$5,743,744

$2,313,425,740

$35,120,217

$36,701,870

GUAM

39

$18,795,179

$9,887,844

$1,925,528

$1,152,683

$4,210,000

$796,389

$822,735

HAWAII

59

$563,988,989

$229,812,818

$4,087,597

$1,387,841

$316,866,879

$3,907,833

$7,926,021

IDAHO

54

$385,857,162

$92,329,004

$4,070,008

$725,627

$278,877,913

$3,618,562

$6,236,048

ILLINOIS

65

$5,008,935,086

$1,387,573,566

$36,445,373

$1,309,908

$3,479,624,313

$34,771,274

$69,210,652

INDIANA

52

$2,048,180,196

$319,427,462

$17,153,937

$3,381,212

$1,653,775,855

$16,469,880

$37,971,850

IOWA

56

$1,093,294,614

$221,534,039

$10,700,896

$2,098,678

$836,186,398

$7,788,767

$14,985,836

KANSAS

55

$865,673,037

$170,505,159

$8,615,331

$1,762,967

$665,153,458

$6,488,486

$13,147,636

KENTUCKY

57

$2,077,810,288

$297,520,467

$11,765,820

$2,604,512

$1,731,177,897

$14,052,046

$20,689,546

LOUISIANA

54

$2,928,790,028

$259,612,415

$11,928,050

$5,156,462

$2,603,456,451

$21,598,337

$27,038,313

MAINE

62

$859,455,418

$155,492,774

$4,211,648

$1,574,473

$687,375,999

$4,168,501

$6,632,023

MARYLAND

57

$2,030,007,392

$462,075,204

$12,515,673

$3,611,764

$1,495,446,876

$22,861,123

$33,496,752

MASSACHUSETTS

63

$3,089,054,264

$567,582,807

$20,630,622

$5,063,778

$2,437,973,134

$19,148,821

$38,655,102

MICHIGAN

56

$4,240,704,695

$948,807,416

$27,329,705

$7,456,602

$3,165,842,571

$26,293,744

$64,974,657

MINNESOTA

67

$2,265,406,614

$562,216,455

$13,515,865

$4,579,214

$1,649,103,653

$11,369,603

$24,621,824

MISSISSIPPI

56

$1,571,021,429

$183,901,216

$8,199,717

$2,641,273

$1,348,969,486

$13,303,179

$14,006,558

MISSOURI

61

$2,586,733,958

$639,922,901

$17,869,170

$4,611,044

$1,879,697,074

$17,340,812

$27,292,957

MONTANA

56

$426,169,342

$87,345,566

$4,037,069

$1,157,376

$326,021,058

$2,701,638

$4,906,635

NEBRASKA

62

$657,206,059

$171,390,206

$5,761,382

$2,798,892

$464,726,132

$4,862,363

$7,667,084

NEVADA

59

$358,666,432

$92,488,236

$4,145,535

$783,719

$247,974,861

$4,489,928

$8,784,153

NEW HAMPSHIRE

58

$525,095,836

$142,108,983

$4,079,295

$2,408,109

$369,924,847

$529,197

$6,045,405

NEW JERSEY

60

$3,940,979,501

$940,130,297

$25,755,515

$5,568,353

$2,885,539,295

$35,030,531

$48,955,510

NEW MEXICO

51

$1,008,630,506

$224,299,184

$4,142,132

$2,431,750

$763,577,062

$5,675,024

$8,505,354

NEW YORK

68

$16,329,909,825

$2,543,928,341

$61,014,300

$13,199,862

$13,497,651,329

$105,105,729

$109,010,264

NORTH CAROLINA

59

$3,597,529,436

$596,104,841

$18,829,312

$5,208,275

$2,917,709,842

$23,568,905

$36,108,261

NORTH DAKOTA

53

$302,914,481

$66,739,275

$4,035,602

$366,555

$226,053,818

$2,059,231

$3,660,000

NORTHERN MARIANA IS

28

$5,814,903

$3,067,611

$511,631

$68,741

$1,238,022

$479,902

$448,996

OHIO

65

$5,151,783,213

$1,330,139,902

$34,697,062

$8,583,428

$3,672,208,120

$30,978,745

$75,175,956

OKLAHOMA

57

$1,215,458,839

$277,010,051

$10,720,344

$1,894,053

$898,230,281

$9,877,151

$17,726,959

OREGON

59

$1,344,900,516

$287,714,396

$9,130,653

$1,522,497

$1,019,642,553

$8,966,798

$17,923,619

PENNSYLVANIA

56

$6,240,548,311

$1,319,879,161

$44,989,784

$9,087,908

$4,761,227,830

$37,939,622

$67,424,006

PUERTO RICO

47

$381,318,038

$187,214,384

$7,668,421

$2,937,304

$133,000,000

$29,282,295

$21,215,634

REP-MARSHALL ISLAND

4

$550,524

$0

$0

$46,917

$0

$237,127

$266,480

REPUBLIC OF PALAU

5

$756,253

$0

$184,886

$295,749

$0

$152,440

$123,178

RHODE ISLAND

51

$592,045,385

$129,547,963

$4,117,004

$878,054

$448,473,944

$3,242,079

$5,786,341

SOUTH CAROLINA

64

$1,821,346,824

$242,336,458

$9,286,255

$2,400,799

$1,529,026,380

$18,304,447

$19,992,485

SOUTH DAKOTA

54

$278,563,417

$48,909,331

$4,020,916

$459,145

$219,425,041

$2,509,681

$3,239,303

TENNESSEE

61

$2,832,623,384

$417,215,049

$15,145,518

$3,213,911

$2,352,919,441

$17,803,654

$26,325,811

TEXAS

60

$7,588,440,025

$1,323,920,617

$41,606,127

$8,682,276

$6,045,313,735

$62,683,256

$106,234,014

US VIRGIN ISLANDS

26

$14,884,810

$5,855,009

$1,987,539

$288,567

$4,380,000

$1,732,856

$640,839

UTAH

59

$716,561,680

$212,629,895

$4,144,711

$1,755,656

$479,214,488

$6,151,745

$12,665,185

VERMONT

53

$329,552,450

$80,219,529

$3,976,236

$505,707

$239,366,853

$2,050,392

$3,433,733

VIRGINIA

59

$1,648,206,056

$367,190,070

$15,846,937

$4,041,009

$1,202,697,859

$20,585,094

$37,845,087

WASHINGTON

60

$2,379,814,198

$572,631,322

$13,271,368

$2,255,159

$1,742,326,553

$13,830,438

$35,499,358

WEST VIRGINIA

58

$1,103,961,107

$171,712,443

$6,971,478

$1,654,902

$905,830,934

$7,516,155

$10,275,195

WISCONSIN

64

$2,231,994,049

$592,988,570

$16,028,151

$3,738,212

$1,576,539,973

$14,034,577

$28,664,566

WYOMING

43

$171,454,030

$29,643,728

$3,975,075

$420,104

$133,668,269

$1,425,133

$2,321,721

TOTAL

3,147

$125,184,011,971

$26,502,567,632

$795,015,000

$178,179,751

$95,246,995,718

$885,761,551

$1,575,492,319

 

 

DHHS Grant Awards to Non-State Government Recipients

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FY 1997 TOTAL: $801,308,581

Mandatory Grants by Recipient Type

 

 Although most mandatory grants are awarded to States, some are awarded to other types of recipients. The chart below provides information about the DHHS mandatory grant awards to five different recipient type categories in FY 1997.

The non-State government recipient category that received the most funds ($747,032,804) under mandatory grant awards is the "Government Organizations" category. This category includes local government recipients, including city and county government organizations and Indian Tribal Councils.

Mandatory grants awarded to the "Private Health and Social Services Organizations" category include grants to nursing homes, rehabilitation organizations (other than criminal), community action organizations, and other health and social services organizations.

  

Mandatory Grants for Other Than State Government Recipients

RECIPIENT CATEGORY

DOLLARS

Educational and Research Organizations

$1,316,511

Government Organizations

$747,032,804

Hospitals

$11,063,873

Private Health and Social Services Organizations

$26,229,171

Other (Including Individuals)

$15,666,222

TOTAL Non-State Government Recipients

$801,308,581

 

 

III. FY 1997 DISCRETIONARY GRANT AWARDS

-----------------------------------------------------------------------------------------------------------

FY 1997 TOTAL: $18,041,496,035

Discretionary Grant Awards by Grant Type

 

 

The DHHS discretionary grant awards comprise only 12 percent of the total DHHS FY 1997 grant funds, but they account for 91percent of the total number of DHHS grant awards made in FY 1997. Discretionary grants are those that permit the Federal government, according to specific authorizing legislation, to exercise judgment, or "discretion," in selecting the applicant/recipient organization, through a competitive grant process. The types of activities commonly supported by discretionary grants include demonstration, research, training, service, and construction projects or programs. Discretionary grants are sometimes referred to as "project grants."

 

In this report, grants awarded as a cooperative agreement are included in the charts summarizing discretionary grant awards. A cooperative agreement is an award instrument of financial assistance where "substantial involvement" is anticipated between the DHHS awarding agency and the recipient during performance of the project or activity. This means that the recipient can expect Federal programmatic collaboration or participation in managing the award.

  

DISCRETIONARY

GRANT AWARDS

TYPES

NUMBER

#%

DOLLARS

$%

TOTAL

51,806

100.00%

$18,041,496,035

100.00%

DISCRETIONARY

48,050

92.75%

$15,998,467,990

88.68%

COOERATIVE AGREEMENT

3,756

7.25%

$2,043,028,045

11.32%

 

DHHS Grant Awards by Major Activity Type

---------------------------------------------------------------------------------------------------------

FY 1997 TOTAL: $18,041,496,035

GRANTS

ACTIVITY TYPE

NUMBER

DOLLARS

TOTAL

51,806

$18,041,496,035

RESEARCH

32,212

$9,592,663,373

SERVICES

7,561

$7,182,568,844

TRAINING

6,264

$972,017,273

OTHER

5,769

$294,246,545

Highlights

The Tracking Accountability in Government Grants System (TAGGS) uses 15 activity types to describe the nature of the grant being funded. For the purpose of this report, these 15 have been grouped into four major activity types:

 

 

 

DHHS Grant Awards by All Activity Types

---------------------------------------------------------------------------------------------------------

FY 1997 TOTAL: $18,041,496,035

 

 

GRANTS

ACTIVITY TYPE

NUMBER

DOLLARS

DISCRETIONARY GRANTS TOTAL

51,806

$18,041,496,035

RESEARCH                                                 TOTAL

32,212

$9,592,663,373

KDA

(KNOWLEDGE/DEVELOPMENT/APPLICATION)

348

$117,024,181

SCIENTIFIC/HEALTH RESEARCH (INCLUDES

SURVEYS)

31,747

$9,456,080,853

SOCIAL SCIENCE RESEARCH (INCLUDES

SURVEYS)

117

$19,558,339

SERVICES                                                   TOTAL

7,561

$7,182,568,844

SOCIAL SERVICES

2,889

$4,054,103,109

DEMONSTRATION

2,259

$772,190,563

HEALTH SERVICES

2,413

$2,356,275,172

TRAINING                                                      TOTAL

6,264

$972,017,273

TRAINING/TRAINEESHIP

6,264

$972,017,273

CONFERENCES (INFORMATION TRANSFER/TECHNOLOGY TRANSFER)

0

$0

TECHNICAL ASSISTANCE

0

$0

OTHER                                                           TOTAL

5,769

$294,246,545

FELLOWSHIP/SCHOLARSHIP

5,487

$199,850,336

CONSTRUCTION

33

$53,181,359

EVALUATION

92

$18,451,456

PLANNING

111

$16,413,128

OTHER

46

$6,350,266

 

 

DHHS Grant Awards by Operating Division and Major Activity Type

----------------------------------------------------------------------------------------------------------------- -

FY 1997 TOTAL: $18,041,496,035

  

Highlights

  •  
Over half of the DHHS discretionary grant funds in FY 1997 (53 percent, $9.5 billion) was awarded by NIH in support of research programs.
  • A sum of $972 million, or five percent of the DHHS discretionary grant dollars, went to support training projects. NIH and HRSA awarded most of the training grants (92 percent) primarily to support training in health professions, but also to provide support to AIDS education and training centers, and interdisciplinary training for health care in rural areas. The other operating divisions fund a small level of training activity.

  • Less than two percent ($294 million) of the DHHS FY 1997 discretionary grant dollars, went to support projects classified in the "other" activity type. These awards included construction, planning, evaluation, and health infrastructure projects.
  •  

The second largest category of DHHS discretionary grant funds in FY 1997 went to support health and/or social services programs (14 percent, $7.1 billion).

Of this amount, ACF awarded the most ($4.2 billion) for programs that support Head Start, runaway and homeless youth, abandoned infants, refugee and entrant assistance, low-income energy assistance, food and nutrition, and community services.
CDC and HRSA awarded significant amounts in FY 1997 ($1.1 billion and $1.3 billion, respectively) to support health services programs. CDC programs included the communicable diseases prevention, childhood lead poisoning prevention, and disabilities prevention programs. HRSA health services programs included health services to homeless populations; community health centers focused on providing services in the most medically under served areas, as well as centers serving high priority populations; and comprehensive care services for children, youth, women and families who are infected with or affected by HIV and/or AIDS, under the Ryan White Act of 1990.

DHHS Grant Awards by Operating Division and Major Activity Type

--------------------------------------------------------------------------------------------- ---------------------

FY 1997 TOTAL: $18,041,496,035

TOTAL

RESEARCH

SERVICES

TRAINING

OTHER

AGENCY

NUMBER

DOLLARS

NUMBER

DOLLARS

NUMBER

DOLLARS

NUMBER

DOLLARS

NUMBER

DOLLARS

ACF

3,627

4,272,967,678

84

13,250,015

3,355

4,236,054,635

181

20,789,028

7

2,874,000

AHCPR

231

65,909,170

202

61,618,702

0

0

22

4,077,528

7

212,940

AOA

123

7,720,981

1

0

120

7,720,981

2

0

0

0

CDC

2,275

1,706,402,245

1,301

552,088,729

816

1,113,896,304

99

29,449,111

59

10,968,101

FDA

169

19,132,380

165

17,422,380

0

0

4

1,710,000

0

0

HCFA

139

25,237,183

76

19,102,437

12

2,530,110

0

0

51

3,604,636

HRSA

5,862

1,733,467,173

47

11,514,997

2,181

1,300,097,441

1,656

287,748,194

1,978

134,106,541

IHS

931

35,386,599

0

0

103

11,239,861

8

1,613,112

820

22,533,626

NIH

37,246

9,548,985,129

30,205

8,851,131,774

0

0

4,218

603,966,515

2,823

93,886,840

OS

285

242,120,276

41

9,108,279

212

205,685,939

29

8,378,699

3

18,947,359

SAMHSA

918

384,167,221

90

57,426,060

762

305,343,573

45

14,285,086

21

7,112,502

TOTAL

51,806

$18,041,496,035

32,212

$9,592,663,373

7,561

$7,182,568,844

6,264

$972,017,273

5,769

$294,246,545

 

DHHS Grant Awards by Major Recipient Type

--------------------------------------------------------------------------------------------

FY 1997 TOTAL: $18,041,496,035

 

 

dollarsbymajorrecipienttype.gif (15438 bytes) Highlights
  • Educational and research institutions received $10 billion, or 56 percent, of the total DHHS discretionary grant award dollars in FY 1997. These institutions accounted for 72 percent of the number of DHHS discretionary grant awards.
  • Government organizations, primarily at the state and local level, received 21 percent ($3.8 billion) of the FY 1997 DHHS discretionary grant dollars.
  • The share of grant funds to private health and social services organizations in FY 1997 was 14 percent ($2.5 billion).

 

GRANTS

RECIPIENT TYPE

NUMBER

DOLLARS

TOTAL

51,806

$18,041,496,035

Educational and Research Organizations

37,108

$10,024,656,761

Government Organizations

5,658

$3,844,748,571

Hospitals

3,292

$885,738,863

Private Health and Social Services Organizations

2,019

$2,467,754,286

All Other (Including Individuals)

3729

$818,597,554

 

DHHS Grant Awards by All Recipient Types

--------------------------------------------------------------------------------------------

FY 1997 TOTAL: $18,041,496,035

DISCRETIONARY GRANTS

RECIPIENT TYPE

NUMBER

DOLLARS

TOTAL

51,806

$18,041,496,035

Education and Research Organizations Total

37,108

$10,024,656,761

Educational Department

66

210,656,081

Elementary & Secondary School

6

2,513,064

Junior College, College & University

33,344

8,146,675,394

Library & Museum

1

250,000

Research Institution, Foundation and Laboratory

3,126

1,016,245,757

School Board & School District

165

223,423,919

Vocational & Training School

9

7,689,567

Other Educational Organization

391

417,202,979

Governmental Organizations Total

5,658

$3,844,748,571

Health, Human, and Social Services Departments

5,230

3,681,666,174

Law Enforcement Agency ( Including Criminal Rehabilitation )

27

18,340,197

Indian Tribal Council

401

144,742,200

Hospitals

3,292

885,738,863

Private Health and Social Services Organizations Total

2,019

$2,467,754,286

Environmental Organization

7

4,800,555

Nursing Home OR Other Domiciliary Care Facility

21

6,020,810

Other Health Organization

82

34,271,029

Community Action Organization

802

1,398,819,558

Rehabilitation Organization ( Other Than Criminal )

34

10,821,313

Other Social Services Organization

1,073

1,013,021,021

All Other (Including Individuals) Total

3,729

$818,597,554

 

  

The Fifty Recipients Receiving the Most DHHS Grant Funds

-----------------------------------------------------------------------------------------------------------

FY 1997 TOTAL: $6,932,242,713

 

Highlights

  • The University of California system received more DHHS discretionary grant funds for more projects than any other recipient.
  • Eight state or city health and welfare organizations are in the top 50 DHHS discretionary grant recipients.
  • Universities and colleges represent 36 of the top 50 DHHS discretionary grant recipients in FY 1997.
  • The remaining five of the top 50 recipients are two hospitals, two research organizations, and one education office.

 

 

RANK

RECIPIENT

NUMBER

DOLLARS

       
1 UNIVERSITY OF CALIFORNIA SYSTEM

2,885

$754,420,832

2 UNIVERSITY OF TEXAS SYSTEM

1,371

$326,923,834

3 JOHNS HOPKINS UNIVERSITY

955

$291,833,270

4 UNIVERSITY OF WASHINGTON

870

$233,286,677

5 UNIVERSITY OF PENNSYLVANIA

814

$222,025,611

6 UNIVERSITY OF MICHIGAN SYSTEM

747

$194,354,641

7 YALE UNIVERSITY

697

$188,969,857

8 HARVARD UNIVERSITY SYSTEM

602

$188,178,215

9 WASHINGTON UNIVERSITY

638

$182,355,916

10 STANFORD UNIVERSITY

554

$166,775,665

       
 

Top 10 Subtotal

10,133

$2,749,124,518

       
11 UNIVERSITY OF NORTH CAROLINA SYSTEM

726

$166,145,431

12 COLUMBIA UNIVERSITY SYSTEM

548

$165,692,013

13 UNIVERSITY OF PITTSBURGH SYSTEM

572

$154,515,260

14 DUKE UNIVERSITY

550

$145,107,670

15 UNIVERSITY OF WISCONSIN SYSTEM

600

$134,977,852

16 UNIVERSITY OF MINNESOTA SYSTEM

571

$134,429,486

17 CALIFORNIA STATE HEALTH AND WELFARE AGENCY

43

$127,051,590

18 CASE WESTERN RESERVE UNIVERSITY SYSTEM

492

$126,750,803

19 UNIVERSITY OF COLORADO SYSTEM

498

$121,976,054

20 UNIVERSITY OF ALABAMA SYSTEM

478

$121,749,548

21 MASSACHUSETTS GENERAL HOSPITAL

478

$120,869,042

22 NEW YORK CITY AGENCY FOR CHILD DEVELOPMENT

3

$119,624,988

23 LOS ANGELES COUNTY OFFICE OF EDUCATION

1

$115,622,614

24 STATE UNIVERSITY OF NEW YORK SYSTEM

510

$112,277,924

25 BRIGHAM AND WOMEN'S HOSPITAL SYSTEM

389

$110,070,692

       
 

Top 25 Subtotal

16,592

$4,725,985,485

       
26 NEW YORK STATE DEPARTMENT OF HEALTH

175

$109,166,880

27 SCRIPPS RESEARCH INSTITUTE

362

$101,922,441

28 CORNELL UNIVERSITY SYSTEM

400

$100,122,289

29 EMORY UNIVERSITY

438

$98,296,580

30 VANDERBILT UNIVERSITY

392

$97,219,517

31 UNIVERSITY OF CHICAGO

338

$96,314,231

32 UNIVERSITY OF SOUTHERN CALIFORNIA

293

$95,862,761

33 TEXAS STATE DEPARTMENT OF HEALTH

37

$93,246,928

34 BAYLOR COLLEGE OF MEDICINE

383

$91,989,058

35 CITY UNIVERSITY OF NEW YORK SYSTEM

340

$91,941,995

36 NEW YORK UNIVERSITY SYSTEM

334

$90,818,912

37 UNIVERSITY OF ILLINOIS SYSTEM

447

$90,243,888

38 STATE UNIVERSITY SYSTEM OF FLORIDA

416

$89,814,436

39 OREGON STATE HIGHER EDUCATION SYSTEM

416

$88,749,715

40 UNIVERSITY OF IOWA

355

$86,871,037

41 YESHIVA UNIVERSITY

268

$85,640,771

42 UNIVERSITY OF MARYLAND SYSTEM

422

$83,625,552

43 UNIVERSITY OF ROCHESTER

352

$81,104,834

44 FRED HUTCHINSON CANCER RESEARCH CENTER

172

$80,911,146

45 BOSTON UNIVERSITY

295

$78,453,379

46 NEW YORK CITY HEALTH DEPARTMENT

14

$77,057,508

47 INDIANA UNIVERSITY SYSTEM

323

$76,295,559

48 PR OFFICE OF CHILD SVCS & COMMUNITY DEVELOPMENT

1

$76,092,207

49 UTAH STATE HIGHER EDUCATION SYSTEM

309

$72,488,571

50 CHICAGO CITY DEPARTMENT OF HEALTH & HUMAN SERVICES

3

$72,007,033

       
 

Top 50 Total

23,877

$6,932,242,713

       

 

 

APPENDIX

Members of the DHHS Executive Committee on Grants Administration Policy

The HHS Executive Committee on Grants Administration Policy (ECGAP) is the Department's primary, executive-level, information-exchange forum on Grants Management. It is chaired by the Director, Office of Grants Management, in the Office of Grants and Acquisition Management, under OS/ASMB. ASMB oversees the functional business management, namely grants management, of HHS grant programs. ECGAP meetings cover government-wide, Departmental, and OPDIV-specific grants-related policies and initiatives affecting the management of grant programs. The ECGAP membership, listed below, consists of the Grants Management Executives from each HHS granting agency (OP/STAFFDIVs) and representatives from other related HHS offices. The full address, telephone number, and FAX number for each ECGAP member is available at the "GMO Tools" website maintained by OGAM. Web address: http://www.hhs.gov:85/progorg/gmotools

ECGAP Chairperson (OGAM/OGM) Charles Gale
ACF Member Stephen Smith
AoA Member Margaret Tolson
AHCPR Member Mable Lam
ASPE Member Adrienne B. Little
ASPE Alternate Karen Norrell
CDCP Member John Williams
CDCP Alternate Jane M. Sparks
FDA Member Wayne M. Slaughter
FDA Alternate Rusty Robins
HCFA (Mandatory Grants) Member Miles McDermott
HCFA (Mandatory Grants) Alternate Kevin Nash
HCFA (Discretionary Grants) Member Rodney L. Benson
HCFA (Discretionary Grants) Alternate Charles A. Johnson
HRSA Member Marylin Stone
HIS Member Kay Carpentier
NIH Member Diana Jaeger
OMH Member Carolyn A. Williams
OPA Member Nancy McGinness
PSC Member Christie Goodman
SAMHSA Member Tom Reynolds
SAMHSA Alternate Christine Chen
PSC/PMS Contacts Sara Canova and Stuart Feldsott
OGAM/OARCP Joseph E. Cook
PSC/DCA Charles Seed
ASL Tiajuana Tripplet
OIG Member Robert Bryant
OIG Alternate Claudette Mitchell
OIG Member Peter Koenig
OIG Member Frank Zuraf
OGC Contact Business/Administrative Law Division
Finance Contact Sue Mundstuk
Rotational Member (April 1998 – March 1999) Mary Graham, NIH
Rotational Member (April 1998 – March 1999) Leo F. Buscher, Jr., NIH
Rotational Member (April 1998 – March 1999) Melinda B. Nelson, NIH
Rotational Member (April 1998 – March 1999) Rosemary Springer, FDA
Rotational Member (April 1998 – March 1999) Wilma Johnson, HRSA
Rotational Member (April 1998 – March 1999) Alece H. Morgan, ACF
SSA Participant E. Joe Smith